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UNITED STATES v. STEPHENSON

May 17, 1954

UNITED STATES
v.
STEPHENSON



The opinion of the court was delivered by: PINE

Defendant is charged, in a three-count indictment, with perjury allegedly committed when he appeared as a witness before the House of Representatives Subcommittee on Defense Activities of the Committee on Armed Services. The false statements alleged in the indictment are that he had never talked to a Mr. Parsons from the Century Company, that he had not proposed to anyone that he represent them on a percentage basis, and that he recalled no discussion in a telephone conversation to Los Angeles of the allowability of any fee or salary to be paid him under a Government contract.

He has filed a motion *fn1" to suppress a recording, and a transcription thereof, of a telephone conversation between the said Parsons and himself, on the ground that it was procured in violation of law, and that is the motion before me.

 It has been suggested that the interception of telephone calls, or 'wire-tapping,' is unethical and 'dirty business,' but the present concern of the Court is the law as it is contained in the statutes and appropriate judicial pronouncements.

 The facts, concisely stated, are as follows: Parsons, from his office in California, telephoned defendant in Washington, and the two engaged in a telephone conversation. Parsons is not a Government agent. He previously had caused to be attached to his telephone instrument a mechanical device which would record conversations conducted by the use of his telephone. The device was attached to the wiring in the bell box of Parsons' telephone before the wiring reached the receiver and transmitter. The conversation between Parsons and defendant was recorded by this device. Defendant had no notice that the conversation was being recorded, and did not authorize it. There was no automatic tone warning signal or 'beep' system installed in Parsons' device as required by the Federal Communications Commission regulation. Parsons provided the Subcommittee and the District Attorney with a typewritten transcript of the recording, and has provided the District Attorney with the recording itself.

 The question is whether it should be suppressed. Under common law, it would be admissible on the ground that the Court would not take notice of the manner in which evidence is obtained. It is not made inadmissible by the Fourth and Fifth Amendments to the Constitution, under the Decision of the Supreme Court in Olmstead v. United States, 1928, 277 U.S. 438, 48 S. Ct. 564, 72 L. Ed. 944. The only ground, if one exists, must therefore be found in the statutes, and defendant cites the 'Communications Act of 1934,' 47 U.S.C.A. § 151 et seq., particularly Sec. 605 thereof, where the following language appears:

 'no person not being authorized by the sender shall intercept any communication and divulge or publish the existence, contents, substance, purport, effect, or meaning of such intercepted communication to any person'.

 The meaning and scope of this statute, therefore, control a decision on this motion, and in presenting it, counsel have raised several issues, which I shall now discuss.

 The first issue is whether the statute is broad enough to include Parsons, or is its interdiction aimed only at strangers or parties other than the participants in a telephone conversation. Its language admits of no exception, for it provides that 'no person' shall do the forbidden act except as provided in the statute.

 The Supreme Court, in Nardone v. United States, 302 U.S. 379, 382, 58 S. Ct. 275, 276, 82 L. Ed. 314 (1937) had occasion to determine the meaning of the term 'no person,' and held 'that the plain words of section 605 forbid anyone, unless authorized by the sender, to intercept a telephone message' (italics supplied.) True it is, this language was used in a case where the Government contended that 'Congress did not intend to prohibit tapping wires to procure evidence', *fn2" but in view of the Supreme Court's all-inclusive interpretation, I do not feel at liberty to go counter to it, even if I had the disposition so to do, which I do not have in view of the comprehensive mandate of Congress. Also see United States v. Polakoff, 2 Cir., 1940, 112 F.2d 888, 889, 134 A.L.R. 607, certiorari denied 311 U.S. 653, 61 S. Ct. 41, 85 L. Ed. 418; and United States v. Gruber, D.C. 1941, 39 F.Supp. 291, 294 on this point and others as hereinafter discussed. I am aware that my colleague, Judge Holtzoff of this court, for whose opinions I have the highest regard, has come to a contrary conclusion in United States v. Lewis, D.C. 1950, 87 F.Supp. 970, 973, and in United States v. Sullivan, D.C. 1953, 116 F.Supp. 480, as well as Judge Clark in his dissenting opinion in United States v. Polakoff, supra; but I am constrained to disagree with their views. Accordingly, I hold that Parsons comes within the reach of the statute providing that 'no person' shall do the forbidden acts.

 The second issue is whether the conduct of Parsons constituted an interception within the meaning of the statute. There is nothing in the Communications Act, supra, indicating that Congress intended a meaning other than its ordinary meaning. Accepting its ordinary meaning, I have no difficulty in reaching the conclusion that the acts of Parsons above set forth constituted an interception. Webster's New International Dictionary gives this definition to intercept, namely, 'to take or seize by the way, or before arrival at the destined place.' Both in space and time, the taking in this instance was before the arrival of the communications at the destined place. I am therefore of the view that the acts of Parsons above set forth constituted an interception within the meaning of the statute.

 Judge Learned Hand, in United States v. Polakoff, supra, whose opinion was concurred in by Judge Augustus N. Hand, has expressed the same view as to the meaning of intercept. He remained of the same opinion in a later case, namely Reitmeister v. Reitmeister, 2 Cir., 1947, 162 F.2d 691, 694. See also United States v. Fallon, 1940, 112 F.2d 894 per curiam decision, Second Circuit; and United States v. Gruber, 2 Cir., 1941, 123 F.2d 307, 309, opinion by Judge Augustus N. Hand to the same effect. This view also finds support in United States v. Guller, D.C.E.D.Pa.1951, 101 F.Supp. 176, 178 in which Judge Follmer states as follows: 'The interception forbidden by Section 605 of the Communications Act of 1934 * * * must be by some mechanical interpositions in the transmitting apparatus itself, that is the interjection of an independent receiving device between the lips of the sender and the ear of the receiver.' Citing Reitmeister v. Reitmeister, supra.

 My attention has been called to the fact that the Supreme Court, in Goldman v. United States, 1942, 316 U.S. 129, 134, 62 S. Ct. 993, 86 L. Ed. 1322, after approving the dictionary definition of 'intercept' as above stated, added that it does not ordinarily connote the obtaining of what is to be sent before, or at the moment, it leaves the possession of the proposed sender, or after, or at the moment, it comes into the possession of the intended receiver. And it might be argued from this language that the word 'moment' is synonymous with the infinitesimal period of time occurring between interception and reception, and that therefore there has been no interception. But such argument would seem to be untenable, for an interception one thousand miles away, or any interception for that matter, would likewise involve only an infinitesimal period of time, *fn3" and the language used should be considered in the context of the facts of the case. There the recording was made by a detectaphone installed by agents in an adjoining room and unattached to the telephone, and the Court ruled that such recording made of defendant's words spoken into a telephone did not come within the purview of the statute. Reading the language of the Court in such context as I must, I am of the opinion that it is not a qualification of the general definition of intercept which the Court approved. The Court of Appeals for the Second Circuit, by a divided court on this point, in Reitmeister v. Reitmeister, supra, is also of the opinion that the Goldman case has not overruled their opinion in United States v. Polakoff, supra.

  My view of the meaning of interception as above expressed is not a unanimous view, but I believe the weight of authority supports it. To the contrary is United States v. Yee Ping Jong, D.C., 26 F.Supp. 69, 70, in an opinion by Judge Gibson, in which he held that a recording of a conversation between a Government agent and defendant, by a similar device, was not an interception within the meaning of the statute, although he approved the dictionary definition above set forth. Also contrary to this point of view are the opinions of Judge Holtzoff in the cases of United States v. Lewis and United States v. Sullivan, supra. In the first-mentioned case, Judge Holtzoff places his principal reliance on the opinion of Judge Gibson on this point in the Yee Ping Jong case, supra. In the second-mentioned case, he again relies on the opinion of Judge Gibson and comes to the conclusion that the Supreme Court has given a different definition to the word 'intercept' when it used the language in Goldman v. United States, supra, above set forth. He also draws the inference therefrom that the conclusion of Judge Gibson has been approved and that the opinion of Judge Learned Hand in the Polakoff case, supra, should no longer be regarded as authoritative, particularly in view of the statement made by Judge Chase in the concurring opinion in Reitmeister v. Reitmeister, supra. I have given thoughtful and serious consideration to the views of Judges Chase, Holtzoff, and Gibson on this point, but am not able to concur with them for the reasons above stated.

 The third issue is whether the 'playing back' of the record in court would constitute a divulgence within the meaning of the statute. This would seem to be answered by the opinion of the Supreme Court in the first Nardone case, supra, in which the Court stated that the plain words of the statute 'direct in equally clear language that 'no person' shall divulge or publish the message or its substance to 'any person" and that 'to ...


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