August 14, 1995
CURTIS HOWARD, APPELLANT,
UNITED STATES, APPELLEE.
Appeal from the Superior Court of the District of Columbia. (Hon. George W. Mitchell, Trial Judge).
Before Wagner, Chief Judge, Schwelb, Associate Judge, and Pryor, Senior Judge.
The opinion of the court was delivered by: Pryor
PRYOR, Senior Judge : Appellant was convicted by a jury of: (1) one count of sodomy with a minor, in violation of D.C. Code § 22-3502 (1989); and (2) one count of taking indecent liberties with a child, in violation of D.C. Code § 22-3501 (a) (1989). He appeals his conviction on four grounds. First, appellant's main contention is that the trial court erred in admitting evidence of a past sexual offense involving a different complainant because this evidence was admitted for the sole purpose of showing that appellant had a preDisposition to commit the charged offenses and because it was more prejudicial than probative. Second, appellant argues that the trial court abused its discretion in finding the child complainant competent to testify. Third, appellant argues that the trial court erred in denying his motion for a mistrial because during deliberations, but prior to returning a verdict, one of the jurors had moved to Virginia. Fourth, appellant argues that one of his two convictions and sentences must be vacated on merger grounds. We affirm.
Prior to trial, the trial court held a hearing to determine whether the five-year-old female complaining witness was competent to testify. After conducting an extensive inquiry, the court concluded that the witness was "intelligent and competent to testify in this case." The court's questioning reveals that the witness understood the difference between telling a "true story" and telling a "false story." Although, as stated by appellant's counsel during the hearing, the witness did not demonstrate "a firm grasp on line between reality and fantasy" when discussing television characters, the court, in response to this concern, ultimately found that: "Only the truth can come out of her mouth, she exudes with it. Big Bird is true to her. And if your client did something to her, that is truth to her, and she would not make it up." It is also clear from the record that the witness understood her duty to tell the truth and she was able to recall the events about which she was to testify.
At trial, the complaining witness, who is appellant's natural daughter, testified that during an overnight visit to appellant's home, while laying on a bed, appellant pulled down her panties and "kissed between legs and put his ding-a-ling between legs." In addition to being questioned, the complaining witness was asked to pretend that anatomically correct female and male dolls where she and appellant, respectively, and to demonstrate with the dolls what had occurred; she did so accordingly.
After hearing arguments from both parties prior to and during trial, the trial court ruled that it would allow the government to introduce evidence in its case-in-chief of a 1986 sexual offense committed by appellant with a four-year-old girl, who was the daughter of appellant's brother's girlfriend. This evidence was admitted in the form of testimony of the police officer who recorded appellant's statement in which he admitted committing the offense. The trial court explicitly stated that it was admitting the evidence solely for the purpose of showing that appellant had an "unusual preference for having sexual relations with young girls," relying upon the "unusual sexual preference" theory articulated in Johnson v. United States, 610 A.2d 729 (D.C. 1992), and Dyson v. United States, 97 A.2d 135 (D.C. 1953). However, the trial court did not permit evidence of appellant's guilty plea or conviction for the 1986 offense, but only used this information in determining that there was clear and convincing evidence that appellant had committed the offense. Moreover, the court did not allow evidence that appellant admitted having gonorrhea or that the minor involved in the 1986 offense tested positive for gonorrhea, finding such evidence to be inflammatory.
Appellant's statement concerning the 1986 offense was admitted into evidence and the officer who took down the statement read it to the jury. In the statement, appellant admitted that he went into the bedroom where the child was sleeping and "pulled down [the girl's] pants and stuck penis in her vagina." According to this statement, appellant had never had sex with a child prior to this incident and he did not know why he had sex with this girl -- appellant specifically replied: "I don't know. It just happened." Immediately after the officer read the statement, the trial court gave the following instruction to the jury in pertinent part (which had been approved by both parties):
You may consider this evidence only on the issue insofar as it may show that had an unusual preference for having sexual relations with young girls.
You may use that evidence for that purpose, or you may not.
The law does not require you to do so, but you may use it in that manner.
The trial court gave a similar limiting instruction during final instructions. *fn1
Appellant did not testify or present any witnesses. However, he did introduce into evidence medical records of the complaining witness' visit to the hospital following the incident in question. According to these records, the complaining witness tested negative for sexually transmitted diseases. *fn2
During the morning of the second day of jury deliberations, *fn3 the deputy clerk reported to the trial court that one of the jurors needed to address the court because she had moved to Virginia during the past week. Appellant requested a continuance in order to research any potential legal consequences as a result of the juror's change of residence. The trial court, relying upon Kingsburg v. United States , 520 A.2d 686 (D.C. 1987), *fn4 denied appellant's request and concluded that there was no legal impediment to the jury continuing its deliberations. After the verdict had been reached, but prior to it being announced, appellant requested a mistrial, arguing that only eleven qualified jurors remained because of the juror's change of residence during deliberations. The court denied appellant's motion.
Appellant's main contention on appeal is that the trial court erred in admitting evidence of his 1986 sexual offense because this evidence was admitted for the sole purpose of showing that appellant had an "unusual sexual preference," and thus, a preDisposition to commit the charged offenses. Specifically, appellant contends that the admission of "other crimes" evidence or "prior bad acts" in sexual crime cases for the sole purpose of showing a "lustful Disposition" or "unusual sexual preference," as articulated by this court in Dyson v. United States, 97 A.2d 135, 137-38 (D.C. 1953), is inconsistent with and cannot be reconciled with the general prohibition against, and limited exceptions to, the admission of "other crimes" evidence in this jurisdiction, as articulated in Drew v. United States, 118 U.S. App. D.C. 11, 15-16, 331 F.2d 85, 89-90 (1964). Appellant contends further that even if the "unusual sexual preference" exception is consistent with Drew and other Drew -type exceptions, admitting evidence of his 1986 offense was nonetheless improper because the prejudicial effect outweighed its probative value.
In Dyson, (supra) , in discussing the admissibility of "other crimes" evidence, we said:
The general rule, applicable in criminal prosecutions, is that evidence of other offenses than that for which the accused is on trial is inadmissible. In prosecutions for sexual offenses, however, there is a well established exception, the theory of which is that as the mental Disposition of the defendant at the time of the act charged is relevant, evidence that at some prior time he was similarly disposed is also relevant.
97 A.2d at 137 (quoting Hodge v. United States, 75 U.S. App. D.C. 332, 126 F.2d 849 (1942)) (emphasis added by Dyson court) (internal quotations omitted). We stated that the most logical reason for admitting "other crimes" evidence in sexual offense cases is "to show intent and lustful Disposition of the defendant." Id. (emphasis added). Moreover, "it was proper to allow proof of the defendant's lustful and perverted state of mind" at the time of the charged offense because the government, in sexual offense cases, is required "to show that the act of the defendant was not accidental and that he had the necessary criminal intent." Id. (emphasis added). In Dyson, we ultimately held that evidence of "similar acts with other persons" is admissible in sexual offense cases "in order to show the defendant's intent and Disposition." Id. at 138 (emphasis added).
In Drew, (supra) , the court made the following statement concerning the admissibility of "other crimes" evidence: *fn5
It is a principle of long standing in our law that evidence of one crime is inadmissible to prove disposition [emphasis in original] to commit crime, from which the jury may infer that the defendant committed the crime charged. Since the likelihood that juries will make such an improper inference is high, courts presume prejudice and exclude evidence of other crimes unless that evidence can be admitted for some substantial, legitimate purpose.
118 U.S. App. D.C. at 15-16, 331 F.2d at 89-90 (emphasis added) (citations omitted). The court went on to hold that evidence of other crimes is admissible to show "motive," "intent," "the absence of mistake or accident," "common scheme or plan" or "identity" because "when the evidence is relevant and important to one of these five issues, it is generally conceded that the prejudicial effect may be outweighed by the probative value." Id. *fn6 Moreover, the court stated that: "this list is not necessarily all-inclusive. These are, however, the major exceptions." *fn7
Reading Dyson and Drew together, it appears that the two opinions are reconcilable. However, subsequent interpretations of the Dyson decision do raise some questions when compared to the Drew decision and its progeny. This court, in Dyson, found that evidence of "similar acts with other persons" is admissible in sexual offense cases in order to show that the defendant's actions at the time of the charged offense were not done accidentally, but were done with a "criminal intent" and "lustful Disposition." Dyson, supra, 97 A.2d at 137-38. That is, evidence of a defendant's prior mental Disposition is relevant only to the extent that his mental Disposition at the time of the crime charged is relevant, i.e., presence of criminal intent, absence of mistake. Id. at 137. Thus, by connecting the admissibility of evidence of a prior act showing a "lustful Disposition" to the absence of mistake or the presence of "criminal intent," this court's reasoning in Dyson appears to be in line with the Circuit court's reasoning in Drew, that is to say, the "lustful Disposition" exception discussed in the Dyson decision appears to fall within, or is at least similar to, the exceptions articulated in Drew.
However, a number of decisions subsequent to Dyson apply the "lustful Disposition" or "unusual sexual preference" exception *fn8 as permitting "other crimes" evidence for the sole purpose of showing that a defendant had a preDisposition to commit the charged offense. *fn9 Thus, appellant's request to the court in its most precise form, is to clarify our holdings regarding this question. This court, however, is bound by Dyson and its progeny. M.A.P v. Ryan, 285 A.2d 310, 312 (D.C. 1971); Johnson v. United States, 610 A.2d 729, 730 (D.C. 1992) (" Dyson [and its progeny] is binding on us unless and until it is overruled by this court en banc ") (citing M.A.P., (supra) ).
We review the trial court's decision to admit "other crimes" evidence for an abuse of discretion. Daniels v. United States, 613 A.2d 342, 347 (D.C. 1992). The two main inquiries that the trial court must make prior to admitting "other crimes" evidence are that: (1) the government has established by clear and convincing evidence that the uncharged crime occurred, and (2) the probative value of the evidence outweighs its prejudicial impact. Id. at 347-48 (discussing inquiry for admitting "other crimes" evidence under Drew); Roper v. United States, 564 A.2d 726, 731 (D.C. 1989) (same). *fn10
In the instant case, as stated above, the trial court determined that there was clear and convincing evidence that the 1986 offense occurred because of appellant's guilty plea and subsequent conviction. Moreover, in analyzing the probative value of the 1986 offense, the trial court found that the 1986 offense was similar to the charged offenses mainly because the victims were of the same gender, close in age, and were visiting appellant "under similar circumstances." The trial court also reduced any potential prejudicial effect of admitting the evidence of the 1986 offense by not allowing the government to mention the offense in its opening statement, by not allowing into evidence appellant's guilty plea or conviction, by not allowing any reference to gonorrhea by the government, and by giving limiting instructions to the jury immediately following the admission of the evidence and during the final instructions. The trial court did not abuse its discretion in admitting evidence of the 1986 offense.
Because Dyson and its progeny are binding precedent, and because the trial court did not abuse its discretion, we must conclude that the challenged evidence was properly admitted.
We now turn our attention to appellant's other tangential contentions on appeal. First, appellant contends that the trial court abused its discretion in finding the complaining witness competent to testify. We disagree. We have clearly stated that "the determination of a witness' competence to testify lies within the sound discretion of the trial Judge, and this court will not disturb the Judge's factual determination unless it is plainly deficient." Galindo v. United States, 630 A.2d 202, 206 (D.C. 1993) (affirming trial court's finding three-year-old competent to testify) (citations and internal quotations omitted). A child is considered competent to testify if (1) she is able to recall the events about which she is to testify, (2) she understands the difference between the truth and a falsehood, and (3) she appreciates the duty to tell the truth. Id. at 206-07 (citations omitted). It is clear from the record that the trial court did not abuse its discretion in finding the complaining witness competent to testify.
Next, appellant contends that the trial court's failure to grant his request for a mistrial was an error of "constitutional dimensions." In Kingsburg v. United States, 520 A.2d 686 (D.C. 1987), we discussed the constitutional standards for challenging the denial of a mistrial motion where one of the twelve jurors was not a resident of the District of Columbia at any time during the jury selection or the trial and ultimately decided to affirm the trial court's guilty verdict. Id. at 687-88; 690-92. We stated that "mere statutory ineligibility does not render a juror incapable of making an intelligent and an impartial verdict." Id. at 690. *fn11 Moreover, "the technical ineligibility of a single juror does not satisfy the relevant constitutional standards without a showing that the defendant's right to a fair and impartial jury was actually prejudiced." Id. at 691. *fn12 Appellant does not offer any basis to suspect possible prejudice in this case, and no such basis is indicated in the record. *fn13
Appellant's final contention on appeal is that one of his two convictions and sentences must be vacated on merger grounds. Specifically, appellant argues that the offenses of sodomy on a minor, and taking indecent liberties with a minor merge because they arise from the same incident and because the statute itself, D.C. Code § 22-3501 (d) (1989), makes it clear that the legislature did not intend to create two separate offenses. Based on our recent decision addressing a similar contention, there can be no merger here. See Hicks v. United States, 658 A.2d 200 (D.C. 1995) (holding that, based on the "elements" test, take taking indecent liberties with a minor and enticing a minor for the purpose of taking indecent liberties are not lesser included offenses of and do not merge into assault with intent to commit sodomy where the offenses arose from the same incident; moreover, § 22-3501 (d) does not support a merger of taking indecent liberties and enticement). It is clear that appellant's convictions for taking indecent liberties with a child, § 22-3501 (a), and sodomy with a minor, § 22-3502, each require proof of fact that the other does not, and therefore, do not merge in the absence of a clear legislative intent to the contrary. See Byrd v. United States, 598 A.2d 386, 389 (D.C. 1991) (en banc) ("elements" test is the guide to legislative intent); Hicks, supra, 658 A.2d at 203 (applying the "elements" test adopted in Byrd, supra).
In light of the foregoing analysis, appellant's convictions for sodomy with a minor and taking indecent liberties with a child are