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Martin v. United States

July 27, 2000


Before Wagner, Chief Judge, Farrell, Associate Judge, and Belson, Senior Judge.

The opinion of the court was delivered by: Belson, Senior Judge

Appeal from the Superior Court of the District of Columbia (Hon. Stephanie Duncan-Peters, Trial Judge)

Argued June 7, 2000

Appellant was convicted by a jury of aggravated assault while armed *fn1 and assault with a dangerous weapon. *fn2 On appeal, appellant contends he was denied his Sixth Amendment right to be confronted with the witnesses against him when the trial court held outside the presence of the jury a hearing on whether to hold a recalcitrant witness in contempt. *fn3 Appellant also asserts that the government failed to introduce sufficient evidence to support his convictions. *fn4 We affirm.


On the evening of March 21, 1997, Terry Freeman was working as a security guard at Woodson High School, where a go-go dance was being held in the gymnasium. At the beginning of his shift Freeman, who is six feet, six inches tall, stood at the front door of the school, but shortly after 11:00 p.m. he moved to the area in front of the band where his height enabled him to see over the crowd. Freeman testified that the section of the gym away from the band was lighted. At approximately 11:30 p.m. Freeman observed a circle forming in the crowd in the lighted section of the dance floor. Freeman had an unobstructed view of the circle from his position, about thirty feet away. He testified that he saw two men "throwing punches at each other" and the "guy with the white shirt" was holding a weapon, which looked sharp and approximately three inches long.

Freeman approached the circle of people and pulled appellant away from the victim, Dominic Gibson, who was bleeding and appeared to be in shock from multiple stab wounds around his neck and chest. Freeman and another security guard took appellant to a private room where they searched him for weapons, but found none. Two acquaintances of appellant testified that appellant did not engage in the fight with Gibson.

Prior to jury selection, the prosecutor informed the court ex parte that the victim, Gibson, was an unindicted co-conspirator in a federal district court case in which he was alleged to have committed a shooting. The court called Gibson to testify outside the presence of the jury about his knowledge of an investigation or case proceeding against him, but Gibson refused to answer any questions, even after his attorney explained that he could be held in contempt of court. His attorney represented that Gibson would also refuse to answer any questions about the case against appellant. The next day, the court questioned Gibson about his willingness to testify and Gibson confirmed that he would not answer any questions in appellant's trial.

The prosecutor then requested that the court find Gibson in criminal contempt for his refusal to testify. Defense counsel urged the court to hold the hearing in the presence of the jury. The court declined to do so and called Gibson to the stand for a contempt hearing outside the presence of the jury. Gibson insisted that his refusal to speak was of his own free will and he was not asserting any type of privilege. *fn5 The court then summarily found him in criminal contempt. At the close of the evidence the court agreed with defense counsel's request that it take judicial notice of the contempt finding. The court also informed the jury in its instructions that Gibson had been held in contempt of court for his failure and refusal to testify and instructed the jury that it could "give this evidence such weight, if any, as in your judgment it is fairly entitled to receive."



Appellant argues that he was denied his Sixth Amendment right of confrontation when the trial court conducted the contempt hearing of Gibson outside of the presence of the jury, thereby preventing the jury from observing the witness' demeanor and manner while on the stand. This argument is unavailing because the contempt hearing was not a part of the prosecution of appellant, but a proceeding against Gibson. "The central concern of the Confrontation Clause is to ensure the reliability of the evidence against a criminal defendant . . . ." Maryland v. Craig, 497 U.S. 836, 845 (1990). Any testimony offered by Gibson during the criminal contempt proceeding would not have been directed against appellant. Appellant's Confrontation Clause right did not apply to Gibson's contempt hearing because it was not an occasion for presenting evidence against appellant.


We next consider whether, since the Confrontation Clause did not apply, there is any other basis for concluding that the court erred in conducting the contempt hearing outside the presence of the jury. The law is clear that if a witness has declared unequivocally that he will not testify on the basis of the Fifth Amendment privilege against self- incrimination, the witness should not be placed on the stand and required to make that claim in front of the jury. "[T]he trial court may bar a witness [who invokes the Fifth Amendment privilege] from testifying in the jury's presence if it properly concludes that the witness may refuse to answer essentially all of the questions which he may be asked." Reese v. United States, 467 A.2d 152, 157 (D.C. 1983); Alston v. United States, 383 A.2d 307, 313 (D.C. 1978) (where witness indicates before trial that he will assert his valid Fifth Amendment privilege and refuse to testify regarding any element of crime charged, defendant not prejudiced by trial court ruling that witness would not be sworn and required to assert privilege regarding specific questions). See Bowles v. United States, 142 U.S. App. D.C. 26, 32, 439 F.2d 536, 542 (1970) (en banc), cert. denied, 401 U.S. 995 (1971) ("[A] witness should not be put on the stand for the purpose of having him ...

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