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Pleasants v. Allbaugh

October 2, 2003


The opinion of the court was delivered by: John M. Facciola United States Magistrate Judge


This matter was referred to me by Judge Kessler for all purposes. I herein resolve the following issues that were raised at the pretrial conference on September 15, 2003: 1) defendant's objection to plaintiff's testimony about matters that were previously dismissed by the court, 2) defendant's objection to the testimony of Francine Plummer, and 3) plaintiff's objection to the testimony of Kim Roque.

Defendant's Objection to Plaintiff's Testimony About Matters Previously Dismissed by the Court

At the initiation of this lawsuit, plaintiff had two claims: a pre-retirement failure to upgrade claim and a post-retirement non-selection claim. On February 1, 2002, I denied defendant's motion to dismiss the failure to upgrade claim. Memorandum Opinion, February 1, 2002; Order, February 1, 2002. Although plaintiff had conceded that he did not contact an EEOC counselor within the applicable time limit, his claim was not time-barred because it was saved by the continuing violation theory, which applied because plaintiff was able to demonstrate a"'series of related acts, one or more of which falls within the limitations period, or the maintenance of a discriminatory system both before and during the statutory period.'" Memorandum Opinion, February 1, 2002, at 6 (citations omitted).

However, defendant filed a motion for reconsideration because, shortly after my ruling, the Supreme Court held that the Title VII statute of limitations"precludes recovery for discrete acts of discrimination or retaliation that occur outside the statutory time period." Nat'l R.R. Passenger Corp. v. Morgan, 536 U.S. 101, 205 (2002). In light of this decision, I concluded that"the failure to promote claim constituted a discrete act and was only actionable if filed within the 45-day time period allowed by EEOC regulations. Because plaintiff filed an EEOC complaint on October 28, 1999 for a discrete act of discrimination which conceivably took place during January 1999, he failed to meet the filing requirement." I therefore dismissed plaintiff's preretirement failure to upgrade claim.

In addition, defendant moved for reconsideration of my May 24, 2002 order, in which I granted discovery on the upgrade claim so that plaintiff could examine how his employer had treated similarly situated people. The defendant argued that discovery on this claim should be denied because the upgrade claim became time-barred. However, the Supreme Court had stated that discrete acts, even if time-barred,"'may constitute relevant background evidence in a proceeding in which the status of the current practice is at issue.' The emphasis, however,'should not be placed on mere continuity' but on'whether any present violation exist[ed].'" Morgan, 536 U.S. at 112 (citing United Air Lines, Inc. v. Evans, 431 U.S. 553, 558 (1977)) (internal citations omitted). Given the history of events that affected African Americans during plaintiff's employment under the supervision of Reginald Trujillo ("Trujillo"), and given their relevance to the issue of Trujillo's alleged discriminatory animus, I allowed plaintiff to continue conducting discovery regarding pre-retirement events to support his non-selection claim, even though his failure to upgrade claim had become time-barred.

Making arguments similar to those it made in its motion for reconsideration, in the joint pretrial statement and at the pretrial conference held on September 15, 2003, defendant objected to the introduction of plaintiff's testimony about matters previously dismissed by the court. Specifically, defendant objected to evidence of matters that occurred before plaintiff retired because the pre-retirement claims had been dismissed from the case. While my previous memorandum opinion left this question open, I resolve it now.

In Morgan, Justice Thomas stated that Title VII does not bar employees"from using the [allegedly discriminatory] prior acts as background evidence in support of a timely claim." Morgan, 536 U.S. at 113. Since that opinion was issued, there has been a growing consensus in which courts have allowed parties to introduce-as background evidence-factual allegations that support time-barred claims insofar as they bear upon timely claims. See, e.g., Raad v. Fairbanks N. Star Borough Sch. Dist., 323 F.3d 1185, 1992 (9th Cir. 2003); Lyons v. England, 307 F.3d 1092, 1110 (9th Cir. 2002); Green v. Maricopa County Cmty. College Sch. Dist., 265 F. Supp. 2d 1110 (D. Ariz. 2003); Upshur v. Dam, 2003 WL 135819, No. 00 Civ.2061(DC) at *7 (S.D.N.Y. 2003); Hadad v. Am. Airlines, Inc., No. Civ.A. 300CV0041-D, 2003 WL 292170, at *3 (N.D. Tex. Feb. 7, 2003); Shorter v. Memphis Light, Gas & Water Co., 252 F. Supp. 2d 611, 624 (W.D. Tenn. 2003).

Given that such evidence is admissible as background information, the court must engage in a Rule 403 analysis to determine whether the probative value of the evidence outweighs its unfair prejudice. Lyons, 307 F.3d at 1110 (stating that the district court will sometimes be required to engage in a Rule 403 balancing process when determining the admissibility of timebarred acts). Of course, probative evidence of discriminatory intent will necessarily prejudice the defendant's case. However, the question is whether it will do so unfairly.

In this particular case, the worst that may happen is that the trial may be lengthened so that the government can rebut the plaintiff's evidence and present its own defense. While this factor must be taken into account, the interest in the full presentation of the evidence outweighs this consideration. In essence, plaintiff must be allowed to put his timely complaint in context and to use prior events to attempt to show the defendant's discriminatory intent. Without evidence of events that occurred before plaintiff's retirement, it would be impossible to understand what happened after plaintiff's retirement. Therefore, plaintiff may introduce evidence of allegedly discriminatory acts that occurred outside the limitations period. Of course, defendant is entitled to a limiting instruction so that the jury understands that evidence of prior, time-barred acts is for background information only and is not evidence of separate, actionable claims.

Defendant's Objection to the Testimony of Francine Plummer

In the joint pretrial statement and at the pretrial conference, defendant objected to the testimony of Francine Plummer ("Plummer") because it is of the"me-too" variety. Plummer, an African American employed in the same division as Carl Pleasants ("Pleasants"), filed suit against her employer for race discrimination and retaliation. Plummer identified Trujillo, the same decision maker who has been identified as the discriminating official in the instant case, as the official engaged in some of the employment decisions at issue in her lawsuit. Pleasants now wants to introduce Plummer's testimony to show Trujillo's discriminatory animus against African-American employees.

On August 29, 2003, in an opinion reviewing Plummer's claims of employment discrimination, this court granted summary judgment for the government. Plummer v. Allbaugh, No. CIV.A. 00-2372, Memorandum Opinion, August 29, 2003, at 1-2. In his opinion, Judge Kay noted that Plummer made out three discrimination claims in which Trujillo was involved: 1) denial of training opportunities, 2) denial of overtime work, and 3) refusal to take action on her rewritten position description.

The court ruled that the first claim was barred for failure to exhaust, but even if it was not barred, Plummer had failed to make out a prima facie case of discrimination with regard to the denial of training opportunities. She made no showing that a similarly situated employee outside of her protected class received the training. In addition, when the budget for employee training improved, Plummer was allowed to attend the same training sessions that ...

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