January 27, 2005
BRENDAN F. BURKE, M.D., APPELLANT,
STEVEN SCAGGS, ET. AL., APPELLEES.
Appeal from the Superior Court of the District of Columbia Civil Division (CA-8964-00). (Hon. Steffen W. Graae, Trial Judge).
Before Terry, Ruiz and Glickman, Associate Judges.
The opinion of the court was delivered by: Ruiz, Associate Judge
Argued October 19, 2004
The legal issue presented in this matter is whether a plaintiff in a medical malpractice action fails to establish a prima facie case when his experts differ as to the applicable standard of care. We hold that a discrepancy between experts as to the standard of care will not defeat the plaintiff's prima facie case for malpractice. We further hold that by failing to request a special verdict form, the appellant has forfeited the right to assert that the individual jurors may have relied on different theories of liability in reaching their verdict for the plaintiff. We therefore affirm the judgment entered on the jury's verdict.
This case resulted from injuries which occurred during the birth of appellees' daughter, Haley, on June 27, 1998. The appellant, Dr. Brendan F. Burke, was the attending obstetrician. During the birthing process, a condition known as "shoulder dystocia" presented itself. This condition occurs when the baby's anterior shoulder becomes stuck behind the mother's pubic bone after the head has been delivered. Mr. Scaggs, who was present for the delivery, testified that at the time this complication was discovered, a pall came upon the delivery room, and the situation became tense. Dr. Burke maintains that, upon discovering the complication, he applied "gentle traction" to Haley's head and shoulder area,*fn1 employed the "McRoberts maneuver,"*fn2 and then applied suprapubic pressure to Mrs. Scaggs.*fn3
Haley now suffers from severe brachial plexus injuries.*fn4
Haley has undergone a number of surgeries in an attempt to assuage the harsh effect of these injuries. Nevertheless, Haley remains physically handicapped for life, unable to supinate*fn5 her hand so as to undertake those little things in life which many take for granted: the ability to button one's own clothing, hold a cup, use a toothbrush, or tie one's shoes.
The Scaggs filed suit against Dr. Burke in 2000, alleging that he was negligent in delivering Haley. Although Dr. Burke was alleged to have been negligent in a number of ways, he challenges only the sufficiency of the expert testimony on whether his use of traction in delivering Haley fell below the applicable standard of care. In support of their claim that the doctor's use of traction was negligent, the Scaggs presented two expert witnesses to testify as to the applicable standard of care. The first, Dr. James Anderson, had been a board-certified practicing gynecologist and obstetrician for over a third of a century. Dr. Anderson testified that Dr. Burke had violated the standard of care "by not going through the proper maneuvers to disimpact the shoulder and by putting traction on the head." Dr. Anderson also maintained that "traction to disimpact the shoulder is below the standard of care. It is not a maneuver to be used to resolve shoulder dystocia." Even though the medical records from the birth noted that only "gentle" traction had been employed, Dr. Anderson opined that "gentle traction becomes excessive in this kind of a setting without the obstetrician even realizing it. No traction is appropriate."
The plaintiffs' other expert witness as to the standard of care was Dr. James O'Leary, who is also board-certified in obstetrics and gynecology. Although he had retired from the active practice of medicine, Dr. O'Leary continued to teach obstetrics, and has published a book on shoulder dystocia. Dr. O'Leary was of the opinion that Haley's injuries were the result of "excessive traction or pulling on Haley's head after the head had been delivered and the shoulder was stuck." Dr. O'Leary was more permissive than Dr. Anderson as to the use of traction during delivery. He would allow gentle traction, but only after unsuccessful attempts to employ alternative maneuvers, and "only if you put the mother in the McRoberts position and somebody is pushing down above the pubic bone." Thus, he was of the opinion that gentle traction was sometimes permissible, but as a last option during the delivery and only when used in conjunction with other simultaneous procedures.
Appellant moved for judgment as a matter of law at the close of the appellees' case, claiming that the evidence as to the correct standard of care concerning the use of traction "[was] contradictory between the two expert witnesses." Specifically, appellant argued that because Dr. Anderson would never permit traction, and Dr. O'Leary would allow it in some circumstances, "the jury [was] going to be left with the need to speculate as to what is exactly the standard of care." The court denied the motion, ruling that "there is certainly enough in this case to let the jury have it." The jury ultimately returned a general verdict for the plaintiffs and awarded damages in the amount of $850,000.00.
Judgment as a matter of law is proper "[i]f during a trial by jury [the plaintiff] has been fully heard with respect to [a claim], and there is no legally sufficient evidentiary basis for a reasonable jury to have found" in the plaintiff's favor. Super. Ct. Civ. R. 50 (a)(1); see also Abebe v. Benitez, 667 A.2d 834, 835-36 (D.C. 1995). Since the court is not the trier of fact in a jury trial, in deciding whether judgment is appropriate, the judge "must take care to avoid weighing the evidence, passing on the credibility of witnesses, or substituting its judgment for that of the jury." Carter v. Hahn, 821 A.2d 890, 892 (D.C. 2003) (quoting Abebe, 667 A.2d at 836 (internal quotations and citations omitted)). "Thus, '[a] verdict may be directed only if it is clear that the plaintiff has not established a prima facie case.'" Haynesworth v. D.H. Stevens Co., 645 A.2d 1095, 1097 (D.C. 1994) (quoting Clement v. Peoples Drug Store, Inc., 634 A.2d 425, 427 (D.C. 1993)). "In reviewing a directed verdict, we 'view the facts, as the trial court was required to, in the light most favorable to the non-moving party.'" Id. (quoting Washington v. A & H Garcias Trash Hauling Co., 584 A.2d 544, 545 (D.C. 1990)).
In a medical malpractice action, there are three elements a plaintiff must show to establish a prima facie case: "(1) the applicable standard of care; (2) a deviation from that standard of care by the defendant; and (3) a causal relationship between that deviation and the plaintiff's injury." Talley v. Varma, 689 A.2d 547, 552 (D.C. 1997); see Meek v. Shepard, 484 A.2d 579, 581 (D.C. 1984); Kosberg v. Washington Hosp. Ctr., Inc., 129 U.S. App. D.C. 322, 324, 394 F.2d 947, 949 (1968). The applicable standard must be nationally recognized. See Morrison v. MacNamara, 407 A.2d 555, 560 (D.C. 1979) (rejecting the "locality rule," and requiring that a physician's actions be adjudged by a national standard of care). Establishing the standard of care is essential to a prima facie case of negligence because physicians are not expected to be perfect and "do not and cannot guarantee results," Meek, 484 A.2d at 581; they are liable in negligence only when their behavior falls below that which would be undertaken by a reasonably prudent physician, and there is a causal link between this behavior and the injury suffered.
Appellant argues that he was entitled to judgment as a matter of law at the end of the plaintiffs' case because their evidence was insufficient to present a prima facie case with respect to the applicable standard of care. Specifically, appellant contends that because plaintiffs' two experts disagreed on whether traction was ever a proper response to shoulder dystocia, they failed to present evidence of the applicable standard of care against which Dr. Burke's actions were to be assessed. We disagree and conclude that the trial court did not err in denying the motion for judgment as a matter of law and permitting the entire case to go to the jury.*fn6 Even if we assume that Doctors O'Leary and Anderson opined as to differing standards of care,*fn7 it has long been recognized with respect to expert testimony -- as with the testimony of other witnesses -- that the assessment of credibility is for the jury, and "the jury may assign a preference to one item of testimony over the other . . . ." Kosberg, 129 U.S. App. D.C. at 325, 394 F.2d at 950. In Kosberg,the plaintiff's two expert witnesses in a medical malpractice action differed in their opinions as to what caused the decedent's death. See id. at 324, 394 F.2d at 949. The United States Court of Appeals for the District of Columbia Circuit reversed the trial court's grant of a directed verdict in favor of the defendants, holding that "conflicts in the testimony of witnesses, including expert witnesses, called by a party are not necessarily fatal to his case." Id. at 325, 394 F.2d at 950. Kosberg is binding precedent dispositive of the issue raised by the appellant in the instant case. See M.A.P. v. Ryan, 285 A.2d 310, 312 (D.C. 1971).
If we were to address the issue anew, we would come to the same conclusion, and hold that different opinions of expert witnesses as to the standard of care presented by the plaintiff do not defeat a príma facie case and are properly submitted to a jury, just as differing opinions of experts by opposing parties are submitted for the jury's evaluation.*fn8 Determining the applicable standard of care is a question of fact for the jury. See Ray v. American Nat'l Red Cross,696 A.2d 399, 404 (D.C. 1997) ("[T]he jury, informed by expert testimony where appropriate, determines what the applicable standard of care is in a particular case.") (citing Washington v. Washington Hosp. Ctr., 579 A.2d 177, 183 (D.C. 1990)). In a medical malpractice action, because the requisite knowledge is often beyond the ken of laypersons, it must be proved through expert testimony. See Meek, 484 A.2d at 581; see also W. PAGEKEETON ET AL., PROSSER & KEETON ON THE LAW OF TORTS,188 (5th ed. 1984) ("Since juries composed of laymen are normally incompetent to pass judgment on questions of medical science or technique, it has been held in the great majority of malpractice cases that there can be no finding of negligence in the absence of expert testimony to support it."). The function of an expert witness is to utilize his or her skill, knowledge, and expertise to render an opinion, and thus assist the trier of fact in reaching its conclusions about scientific, technical, or other specialized matters outside the knowledge of the average layperson. See, e.g., Dyas v. United States,376 A.2d 827, 832 (D.C. 1977); see also FED. R. EVID. 702 (allowing "a witness qualified as an expert by knowledge, skill, experience, training, or education" to testify if "scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue"). In a medical malpractice case, the expert's role is to present "evidence that a particular course of treatment is followed nationally," based on his or her specialized knowledge of medicine. Travers v. District of Columbia, 672 A.2d 566, 568 (D.C. 1996). The expert can also opine as to whether the conduct at issue in the case met, or fell below, that standard of care, and whether it caused injury.
In the courtroom setting, it is only the rare trial which does not see any variation in the testimony of its different witnesses. Our legal system has long relied on independent and neutral triers of fact to weigh the evidence submitted for their consideration, including the character, demeanor, and credibility of the witnesses they hear, and come to a common-sense resolution of the facts in dispute. The critical role of the fact-finder, when facts are in dispute, is to find definitively what the facts of the case are. In making these findings, one of the essential functions of the fact-finder is to resolve discrepancies between witnesses, including experts. See, e.g., Designers of Georgetown, Inc. v. E.C. Keys & Sons, 436 A.2d 1280, 1281 (D.C. 1981) (per curiam) ("Contradictory expert testimony presents an issue of fact for the fact-finder"); Rock Creek Plaza-Woodner Ltd. P'ship v. District of Columbia, 466 A.2d 857, 859 (D.C. 1983) ("[A]s a general proposition, when faced with conflicting expert testimony, the trial court may credit one expert over the other or even disregard both in rendering its judgment."). While the majority of our cases have considered discrepancies between experts presented by opposing parties, see Rock Creek Plaza, 466 A.2d at 859, Designers of Georgetown,436 A.2d at 1281, the role of the jury is no different where there are discrepancies in the testimony of experts presented by one party.
Permitting the case to go to the jury in this circumstance is not only consistent with the jury's role, but also mindful of the plaintiff's burden to present evidence of a prima facie case. When there is no expert testimony or the single expert's testimony is inconclusive as to the proper course of treatment, the plaintiff's case necessarily fails because of a lack of proof as to a required element of the tort of negligence, the standard of care. See Quick v. Thurston, 110 U.S. App. D.C. 169, 171, 290 F.2d 360, 362 (1961) (testimony of plaintiff's only expert inconclusive as to standard of care held insufficient to present prima facie case). But when there are discrepancies between the testimony of two or more expert witnesses offered by the plaintiff -- either one of which is sufficient to establish the standard of care -- there is proof of the standard of care for the jury's consideration. Given that the burden is on the plaintiff to show a deviation from the standard of care in a medical malpractice case, see Travers, 672 A.2d at 568-70, the disagreement between the plaintiff's experts will necessarily show that there is a wide range of medical opinion as to the proper course of action, and defense counsel will alert the jury that the plaintiff recognizes there is not only one acceptable course, but a range of opinion and more than one option or means of treatment. In such a case it is the plaintiff's burden either to convince the jury that the applicable standard of care is the one breached by the defendant or to show that the defendant's actions fell below all of the acceptable options.
There was sufficient evidence in this case for the jury to conclude that Dr. Burke acted in violation of the standards of care, as articulated by either Dr. Anderson or Dr. O'Leary. Commentators have opined that "the jury's finding of negligence is thus always that the actor should not have acted as he did; this implies a finding that he should have acted otherwise, but not necessarily in any specific manner." 3 FOWLER V. HARPER ET AL., THE LAW OF TORTS 545 (3rd ed. 1986) (emphasis in original). Thus, although a jury must find that a physician's actions fell below the standard of care in order for there to be a finding of negligence in a medical malpractice case, the jury need not definitively settle on a single standard of care, so long as it agrees that, under all of the standards presented, the physician's conduct fell short. In this case, the differences in the testimony of the appellees' two expert witnesses with respect to the standard of care did not prevent all the jurors from coming to a common understanding that the doctor's actions were below the standards articulated by both experts.
Appellant admitted that he applied traction in an attempt to deliver Haley, and then performed the McRoberts maneuver, re-applied traction, and lastly, applied suprapubic pressure to the mother. None of these maneuvers was successful and Haley was eventually delivered simply by locating her hand and seizing it to lead the rest of her body from the birth canal. Dr. Burke's application of any traction, when presented with shoulder dystocia, violated the standard of care as articulated by Dr. Anderson. It also violated Dr. O'Leary's standard of care which mandated that traction should be utilized only in conjunction with the McRoberts maneuver and while suprapubic pressure was applied. By applying traction before the McRoberts maneuver and suprapubic pressure were utilized, Dr. Burke violated the standard of care identified by Dr. O'Leary. Additionally, Dr. O'Leary testified that if any traction was applied, it was to be gentle; the use of excessive traction would violate the standard of care. After delivery, it was documented that Haley's face was bruised, and Dr. O'Leary testified that normal delivery forces will not produce bruising. Mr. Scaggs, who was present for the delivery, testified that he saw Dr. Burke "pull what I would consider very hard," and observed his arms tense during the pulling. He later asked Dr. Burke if such pulling was normal, and, according to Mr. Scaggs, Dr. Burke responded that such pulling was "not usual." Even though Dr. Burke denied Mr. Scaggs's version of events, there was enough evidence from which the jury could conclude that Dr. Burke violated the standard of care established by Dr. O'Leary either by applying traction prematurely or with excessive force.
Appellant asserts in the alternative that, even if the appellees presented a prima facie case, because multiple theories of liability were submitted to the jury -- namely, whether the jury found that Dr. Burke violated the standard of care in his use of traction (by applying any traction at all, or excessive traction, or by applying traction before trying alternative maneuvers), by not making an episiotomy, or any of the other alleged violations of the standard of care, see, supra, note 6 -- we cannot be certain that the jurors all agreed as to how the appellant violated the standard of care. We hold that the appellant, by not requesting a special verdict form, has forfeited his right to complain on appeal that the jury might not have been unanimous in its views.
The jurisprudence of this court establishes that a civil appellant is estopped from challenging the validity of a verdict which could rest on a theory of liability unsupported by the evidence, where the appellant did not take prophylactic steps in the trial court to ensure that the error is amenable to appellate review. See Nimetz v. Cappadona, 596 A.2d 603, 607 (D.C. 1991); George Washington Univ. v. Lawson, 745 A.2d 323, 328-29 (D.C. 2000). In Nimetz, this court adopt[ed] the rule that a defendant who fails to request a special verdict form in a civil case will be barred on appeal from complaining that the jury may have relied on a factual theory unsupported by the evidence when there was sufficient evidence to support another theory properly before the jury.
596 A.2d at 608.
In this regard, appellant's argument is not that the evidence was insufficient to prove the standard of care with respect to the use of traction -- we hold that it was -- but that all the jurors might not have evaluated appellant's conduct against the same standard of care. Because we have no record basis for concluding that the jury's verdict was not grounded on a common understanding of appellant's breach of the standard of care, the same concern for judicial efficiency and respect for jury verdicts pertains. See Nimetz, 596 A.2d at 608. As noted, although there was expert testimony on a number of breaches of various applicable standards of care, the case presented to the jury was primarily focused on the use of excessive traction. See, supra, note 6. On this record, we perceive no reason to relieve appellant of the burden to create a record that persuades this court that error has occurred and that he has been prejudiced by it. See Newell v. District of Columbia, 741 A.2d 28, 33 (D.C. 1999).
In order for the issue to be sufficiently preserved on appeal, not only must a special verdict form be requested, but "counsel must state the request with specific precision to indicate the specific interrogatories that should be included in the special verdict form, object to their non-inclusion, and include the proposed special verdict form in the record on appeal." Id. The record shows that appellant agreed to a general verdict form, and did not request any special interrogatories. Thus, under Nimetz and its progeny, because appellant failed to request a special verdict form, he is estopped from arguing that the jury's verdict may rest on alternate theories of liability.
For the foregoing reasons, the judgment for appellees is Affirmed.