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Delano v. Roche

September 19, 2006


The opinion of the court was delivered by: Reggie B. Walton United States District Judge


This matter comes before the Court on the defendant's motion for dismissal or alternatively summary judgment, and the plaintiff's cross motion for summary judgment. Defendant's Renewed Motion to Dismiss or, in the Alternative, for Summary Judgment at 1; Plaintiff's Renewed Cross-Motion for Summary Judgment at 1.*fn1 The plaintiff, United States Air Force Major Kenneth Delano,*fn2 has brought suit under the Administrative Procedure Act ("APA") against the Air Force, seeking to set aside a decision of the Air Force Board for Corrections of Military Records ("AFBCMR"), which denied his request to remove from his military record a Training Report Air Force Form 475 ("TR"), an Article 15 Non-Judicial Proceeding ("NJP"), and a Promotion Recommendation Form ("PRF"). Amended Complaint ("Am. Compl.") at 14-15. For the reasons set forth below, the Court will grant the defendant's motion for summary judgment.

I. Factual Background

The plaintiff completed a 14-week Advanced Program Management Course at the Defense Systems Management College at Fort Belvior, Virginia, in April 1998. Am. Compl. ¶ 2. On April 17 of that year, the plaintiff received a TR indicating that his training commenced on January 12, 1998, and was completed on April 17, 1998. Id. ¶ 4. He subsequently attended a 42-week Air Command and Staff College ("ACSC") course at the Maxwell Air Force Base ("Maxwell AFB") in Alabama, from which he graduated on June 14, 1999. Id. ¶ 2. According to the plaintiff, he was scheduled to receive a "final" TR on June 14, the same day he graduated from the ACSC. Id. ¶ 6. However, shortly after the plaintiff completed the ACSC course, he was placed on administrative hold, while the Air Force investigated allegations of misconduct that had been made against him. Id. ¶ 7. Thus, Brigadier General John Rosa ("General Rosa"), the school Commandant, did not issue the plaintiff's TR on June 14. Id. ¶ 10. The plaintiff contends that General Rosa failed to follow the Air Force procedure for extending the deadline for issuing a TR, having failed to file for a 59-day extension or complete the TR along with a separate Letter of Evaluation informing subsequent evaluators that there was adverse action pending against him. Id. While on administrative hold, the plaintiff's status was changed from "student" to college "staff member," and on September 3, 1999, formal charges alleging misconduct unbecoming an officer were filed against him. Id. ¶¶ 12-13. Specifically, the plaintiff was charged with "knowingly and dishonorably purchasing Army Exchange Service merchandise and then re-selling it for personal gain to persons not authorized to purchase the merchandise during the period December 1998 to March 1999." Id. ¶ 13. Rather than demanding a trial by court martial, the plaintiff chose to adjudicate the charges through an Article 15 NJP. Id. ¶ 14. On September 15, 1999, General Rosa "adjudicated Delano's guilt"of the charged violation, and the plaintiff was issued a reprimand and forced to relinquish one-half of two months' pay. Id. ¶ 19. That same day, General Rosa issued the plaintiff's TR, which reflected a "close out date"*fn3 of September 14. Id. ¶ 20. The TR documented the outcome of the NJP hearing, noting that the plaintiff had committed an Article 133 offense. Id. ¶ 19. On September 20, the plaintiff gave notice of his intent to appeal the NJP. Id. ¶ 25. The appeal was denied on October 7, 1999, and the NJP was considered a "completed action" on October 21. Id. ¶ 29.

As a result of this negative TR, the plaintiff contends that the management level review board at Randolph Air Force Base assigned to his PRF the status of "do not promote." Id. ¶¶ 26-27. The plaintiff was subsequently denied a promotion to the next rank of Lieutenant Colonel in November 1999. Id. ¶ 31. In January 2000, the plaintiff submitted an appeal to the Evaluation Reports Appeal Board ("ERAB") for the removal of his negative TR, contending, among other things, that the NJP hearing and Article 15 punishment, which did not occur until September 1999, "were outside [the plaintiff's] rating period," because the proper "close out date" was June 14, 1999. Id. ¶ 32. The ERAB denied the plaintiff's appeal on January 20, 2000, concluding that because the plaintiff was on administrative hold, the close out date of June 14 was properly extended to reflect the addition time he remained at Maxwell AFB. Id. ¶ 33. The plaintiff appealed this denial to the AFBCMR, arguing that the NJP proceedings should not be included in his TR because (1) the proper close out date of June 14, 1999, came before the NJP hearing; (2) his guilt was determined on September 15, 1999, the day after General Rosa issued his TR; and (3) the NJP process was a "farce . . . used as a screen to document a predetermined guilt," which violated his due process rights. Id. ¶¶ 36, 40-41. The AFBCMR denied this appeal on June 23, 2000, and that following August, the plaintiff entered the Wisconsin Air National Guard. Id. ¶¶ 42, 45. In January 2002, the plaintiff again submitted an appeal to the ERAB seeking to have the adverse TR removed from his file, and on February 27, 2002, this request was again denied. Id. ¶¶ 46-47. Later that year, the plaintiff was selected for promotion to Lieutenant Colonel by the Air Force Reserve Promotion Board, despite his adverse TR. Id. ¶ 49. In May 2005, the plaintiff filed this action seeking judicial review of the AFBCMR's and the ERAB's denials of his appeals to remove the adverse TR, the NJP finding and sanction, and the 1999 PFR "do not promote" recommendation from his personnel record. Id. ¶ 50. He also seeks to recover his previously forfeited pay. Id.

II. Standards of Review

On a motion to dismiss for failure to state a claim under Federal Rule of Civil Procedure 12(b)(6), this Court must view all allegations and facts in the complaint in the light most favorable to the plaintiffs and must grant the plaintiffs the benefit of all inferences that can be derived from those facts. Conley v. Gibson, 355 U.S. 41, 45-46 (1957); Barr v. Clinton, 370 F.3d 1196, 1199 (D.C. Cir. 2004) (citing Kowal v. MCI Commc'ns Corp., 16 F.3d 1271, 1276 (D.C. Cir. 1994)). However, the Court need not accept inferences or conclusory allegations that are unsupported by the facts set forth in the complaint. Kowal, 16 F.3d at 1276. Only the facts alleged in the complaint, documents attached as exhibits, and matters about which the Court may take judicial notice can be considered. EEOC v. St. Francis Xavier Parochial Sch., 117 F.3d 621, 624-25 (D.C. Cir. 1997). The Court will dismiss a claim pursuant to Rule 12(b)(6) only if the defendant can demonstrate "beyond doubt that the plaintiff can prove no set of facts in support of his claim which would entitle him to relief." Conley, 355 U.S. at 45-46.

Summary judgment is generally appropriate when the "pleadings, depositions, answers to interrogatories and admissions on file,together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law." Fed. R. Civ. P. 56(c). A material fact is one that "might affect the outcome of the suit under the governing law . . . ." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). It is generally understood that when considering a motion for summary judgment a court must "draw all justifiable inferences in the nonmoving party's favor and accept [that] nonmoving party's evidence as true." Greene v. Amritsar Auto Servs. Co., 206 F. Supp. 2d 4, 7 (D.D.C. 2002) (citing Anderson, 477 U.S. at 255). The nonmoving party must establish more than "[t]he mere existence of a scintilla of evidence in support of [his] position." Anderson, 477 U.S. at 252. The District of Columbia Circuit has noted that the nonmoving party may not rely solely on mere conclusory allegations. Greene v. Dalton, 164 F.3d 671, 675 (D.C. Cir. 1999). Thus, "[i]f the evidence is merely colorable . . . or is not significantly probative . . . summary judgment may be granted." Anderson, 477 U.S. at 249-50 (citations omitted).

III. Legal Analysis

The defendant argues (1) that the plaintiff's requests to set aside his PRF and NJP must be deemed waived because he failed to present them to the AFBCMR, Def.'s Mem. at 7; (2) that alternatively, the same requests should be dismissed because the plaintiff failed to exhaust his administrative remedies, id.; (3) that the defendant is entitled to summary judgment on the plaintiff's request to set aside the TR because the decision of the AFBCMR was not arbitrary, capricious, or contrary to law, id. at 18-19; (4) that the defendant is entitled to summary judgment on the plaintiff's request to set aside the NJP because the punishment was properly administered, id. at 31; (5) that the defendant is entitled to summary judgment on the plaintiff's request to set aside the PRF because at the time the PRF was completed, all comments contained therein were appropriate, id. at 34; and (6) that this court lacks jurisdiction over the plaintiff's claim for pecuniary damages, id. at 39. The plaintiff answers these arguments, responding (1) that he is entitled to summary judgment for his request to set aside the TR because subsequent revision of Air Force Regulations establish that General Rosa was not permitted to extend the TR period at the time he did so, Pl.'s Opp'n at 15; and (2) that he is entitled to summary judgment on his request to set aside the NJP because the circumstances indicate that procedural due process was violated due to the predetermination of his guilt, id. at 26.

The Court will first address the defendant's motion for dismissal, and then the parties' cross-motions for summary judgment. Because summary judgment is awarded to the defendant, the Court need not address the defendant's jurisdictional argument regarding the pecuniary damages sought.

(A) The Defendant's Motion to Dismiss

The defendant argues that this Court lacks jurisdiction to set aside the NJP and the PRF because the defendant did not present the issues concerning these items to the AFBCMR. Def.'s Mem. at 7. As noted, the plaintiff brings this action under the APA. Am. Compl. at 14. The APA grants this Court jurisdiction to review final agency actions. 5 U.S.C. § 704 (1988). However, the Supreme Court has interpreted this to mean that "an appeal to 'superior agency authority' is a prerequisite to judicial review [of an agency decision] only when expressly required by statute or when an agency rule requires appeal before review and the administrative action is made inoperative pending that review." Darby v. Cisneros, 509 U.S. 137, 154 (1993) (emphasis in original). Darby has subsequently been applied in the military context. Wilhelm v. Caldera, 90 F. Supp. 2d 3, 7 (D.D.C. 2000). In Wilhelm, the plaintiff sought to expunge certain documents from his United States Army personnel file. Id. at 5. Although the plaintiff could have sought review from the Army Board for the Correction of Military Records, the court ruled that under Darby it had jurisdiction to entertain the plaintiff's case, even though agency review had not been pursued, as there was no law or regulation "expressly" requiring review by the Board. Id. at 7.

Contrary to the holding in Wilhelm, another member of this Court seemingly held in Lewis v. Rumsfeld that, in failure to promote situations, appeals to military boards are required in all cases "where the damages suffered by the delay are not irreparable (i.e., the delay can be compensated by awarding back pay, seniority, etc.) . . . ." 154 F. Supp. 2d 56, 60-61 (D.D.C. 2001) (citing Dowds v. Bush, 792 F. Supp. 1289, 1291 (D.D.C. 1992)). Under this view, the plaintiff would be required to appeal to the AFBCMR before seeking review under the APA in this Court. However, the Lewis opinion failed to take into account the rulings in Darby or Wilhelm, and this Court therefore holds that Lewis, to the ...

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