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Berntsen v. Central Intelligence Agency

May 22, 2009


The opinion of the court was delivered by: Colleen Kollar-kotelly United States District Judge


Plaintiff Gary Berntsen is a former covert employee of the Central Intelligence Agency ("CIA"). He is also the author of Jawbreaker, a book describing some of his experiences while working in his former covert capacity. Pursuant to a secrecy agreement executed between the parties, Berntsen submitted a draft manuscript of Jawbreaker to the CIA for review prior to its publication. After finding the pace of the CIA's review to be unacceptably slow, and then finding the amount of information redacted by the CIA as classified to be unsatisfactory, Berntsen filed this lawsuit seeking an order allowing him to publish his unredacted manuscript.

At the request of the parties, the Court granted several lengthy periods of time for the parties to resolve their disputes without further judicial intervention. The parties' discussions were largely but not completely successful, and 18 items redacted from Berntsen's manuscript remain in dispute. Pursuant to a briefing schedule set by the Court, the CIA filed a Motion for Summary Judgment as to the remaining 18 items. Berntsen did not file an Opposition to the CIA's Motion for Summary Judgment, thereby rendering the motion uncontested. After a searching review of the CIA's Motion for Summary Judgment, the attached exhibits, the CIA's ex parte, in camera declaration submitted in support of the motion, relevant case law, statutory authority, and the entire record of the case as a whole, the Court shall GRANT the CIA's Unopposed [54] Motion for Summary Judgment, for the reasons that follow.


The facts underlying this case are undisputed. Berntsen was a covert employee of the CIA from 1982 to 2006.*fn1 See Defs.' Statement of Material Facts ("Defs.' Stmt.") ¶ 1. As a condition of his employment, Berntsen entered into a secrecy agreement with the CIA on October 6, 1982. Id. ¶ 2. Pursuant to the secrecy agreement, Berntsen agreed to submit certain materials to the CIA for review and receive written permission from the CIA before taking any steps toward publicly disclosing such materials:

I hereby agree to submit for review by the [CIA] all information or materials including works of fiction which contain any mention of intelligence data or activities, or contain data which may be based upon information classified pursuant to Executive Order, which I contemplate disclosing publicly or which I have actually prepared for public disclosure, either during my employment or other service with the [CIA] or at any time thereafter, prior to discussing it with or showing it to anyone who is not authorized to have access to it. I further agree that I will not take any steps toward public disclosure until I have received written permission to do so from the [CIA].

Defs.' Mot., Ex. 1 at 1 (10/6/82 Secrecy Agreement).

The CIA's Publications Review Board ("PRB") is the CIA entity responsible for reviewing submissions such as Berntsen's manuscript. Defs.' Stmt. ¶ 5. Berntsen submitted his manuscript for prepublication review on May 18, 2005. Id. ¶ 6. After an initial review in October 2005, the PRB returned the manuscript to Berntsen with substantial redactions of information that it determined to be classified. Id. ¶ 8.

Berntsen filed this lawsuit on July 28, 2005, and filed an Amended Complaint on December 5, 2005. The Amended Complaint contains one count, titled "First Amendment -Right to Publish - Classification Challenge." Am. Compl. at 4. The Amended Complaint alleges that the CIA "has failed to show that Plaintiff's First Amendment right to publish is outweighed by its interest in efficiently carrying out its mission by minimizing harms that are real, not merely conjectural." Id. ¶ 15. It further alleges that the CIA "has failed to demonstrate the existence of substantial government interests that would enable it to prohibit the publication of certain information within Plaintiff's manuscript." Id. ¶ 16. The Amended Complaint seeks, among other relief, the right to publish the redacted portions of the manuscript.*fn2 Id. at 5.

During the course of the litigation, and after numerous discussions between the parties, Berntsen provided the PRB with a classified submission identifying 97 items that he wanted to publish in his manuscript. Id. ¶ 9. In August 2008, the PRB completed its review of the 97 items and agreed to withdraw its objections as to all but 18 of the items identified by Berntsen. Id. The CIA now moves for summary judgment on the 18 items that remain in dispute.

The CIA supports its Motion for Summary Judgment with an unclassified declaration from Karen T. Pratzner, an Associate Information Review Officer for the National Clandestine Service of the CIA. See Pratzner Unclass. Decl. ¶ 1. Ms. Pratzner has also submitted an ex parte, in camera classified declaration containing detailed item-by-item justifications for the PRB's determinations. As set forth in her declarations, Ms. Pratzner concludes that the remaining 18 items reveal intelligence sources, methods and activities, foreign government information, or information impacting the foreign relations of the United States, and that publication of this information could cause serious damage to national security, endanger the safety and lives of individuals who work for and with the CIA, and undermine the ability of the CIA to collect intelligence information. See Pratzner Unclass. Decl. ¶¶ 31-52. Ms. Pratzner also concludes that none of the information associated with the remaining 18 items has been officially disclosed or acknowledged by the CIA. Id. ¶¶ 53-60.


This case involves a straightforward application of controlling legal principles to uncontested facts. Pursuant to Federal Rule of Civil Procedure 56, a party is entitled to summary judgment if the pleadings, the discovery and disclosure materials on file, and any affidavits demonstrate that there is no genuine issue of material fact in dispute and that the moving party is entitled to judgment as a matter of law. See Fed. R. Civ. P. 56(c); Tao v. Freeh, 27 F.3d 635, 638 (D.C. Cir. 1994).

As an initial matter, the CIA's enforcement of its secrecy agreement, and the corresponding prohibition on Berntsen's publication of classified information, do not implicate the first amendment. See McGehee v. Casey, 718 F.2d 1137, 1144 (D.C. Cir. 1983) ("[w]e hold that the CIA censorship of 'secret' information contained in former agents' writings and obtained by former agents during the course of CIA employment does not violate the first amendment"); Stillman v. CIA, 517 F. Supp. 2d 32, 38 (D.D.C. 2007) ("[c]courts have uniformly held that current and former government employees have no First Amendment right to publish properly classified information to which they gain access by virtue of their employment"). Rather, the first amendment is only implicated to the extent that the CIA has sought to prohibit Berntsen from publishing unclassified information. See McGehee, 718 F.2d at 1148 ("[the plaintiff] has a strong first amendment interest in ensuring that CIA censorship of his article results from a proper classification of the censored portions"); Stillman, 517 F. Supp. 2d at 37 n.4 ("[t]he Court recognizes . . . that any secrecy agreement which purports to prevent disclosure of unclassified information would contravene First Amendment rights") (citing United States v. Marchetti, 466 F.2d 1309, 1317 (4th Cir. 1972)). Accordingly, the sole claim asserted in Berntsen's Amended Complaint, titled "First ...

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