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Rachel Y. Lawler, Brian A. Buckley, Annelie Z. v. United States


December 16, 2010


Appeals from the Superior Court of the District of Columbia (CMD 1596-07, 1605-07, 1601-07,1604-07, 1608-07, and 1600-07) (Hon. Rafael Diaz, Trial Judge)

The opinion of the court was delivered by: Terry, Senior Judge:

Submitted November 24, 2009

Before WASHINGTON, Chief Judge, REID, Associate Judge, and TERRY, Senior Judge.

The six appellants went to the plaza in front of the Supreme Court building and there unfurled a large banner displaying a message in opposition to the death penalty. After receiving warnings from the police that their conduct was illegal, appellants were arrested. They were then tried for, and convicted of, violating 40 U.S.C. § 6135, which prohibits parades, assemblages, and displays of flags and banners in the Supreme Court building and on the Supreme Court grounds. Concluding that appellants' constitutional rights were in no way violated and that they were properly convicted under the plain language of the statute, we affirm all six convictions.


On the morning of January 17, 2007, the six appellants were standing with a group of people in front of the Supreme Court, waiting in line to be admitted to the building to hear oral arguments. At 10:46 a.m., Officer Timothy Quigley of the Supreme Court Police saw appellants step out of line on the plaza and unfurl a large banner that read "STOP EXECUTIONS." Each appellant stood behind the banner and joined in a chant, saying, "What do we want? Abolition. When do we want it? Now." Between 10:48 and 10:50 a.m., the Chief of the Supreme Court Police issued two verbal warnings to appellants that they were "in violation of Title 40" and that they would be arrested if they did not cease their actions. However, even after a third warning, "they continued to chant and hold the banners." Officer Quigley and the Chief of Police then informed appellants that they were under arrest "for violation of Title 40 of the U.S. Code." The next day, January 18, the United States filed separate informations charging each appellant with one count of violating 40 U.S.C. § 6135.*fn1

In due course, after a one-day non-jury trial, Judge Diaz of the Superior Court found all six appellants guilty as charged and sentenced them to time served. These appeals followed.*fn2


Appellants argue that their convictions under 40 U.S.C. § 6135*fn3 violate the First Amendment because their freedom of expression was infringed and because they were not informed of alternate means of expression open to them. The degree to which a government restriction on the freedom of expression is permitted depends, to some extent, on the type of forum at issue. In a "public forum," any attempt by the government to restrict speech will be subject to a strict level of scrutiny. Perry Education Ass'n v. Perry Local Educators' Ass'n, 460 U.S. 37, 45 (1983); Bonowitz v. United States, 741 A.2d 18, 20 (D.C. 1999). In a "non-public forum," however, the government is permitted to place reasonable restrictions on speech so long as the restrictions are not content-based. Arkansas Educational Television Comm'n v. Forbes, 523 U.S. 666, 682 (1998); Bonowitz, 741 A.2d at 23. This court has held that the Supreme Court plaza is a non-public forum for First Amendment purposes. Potts v. United States, 919 A.2d 1127, 1129 (D.C. 2007) (citing Bonowitz, 741 A.2d at 22). Further, we have concluded that 40 U.S.C. § 13k - the predecessor statute to 40 U.S.C. § 6135 - placed a reasonable restriction on speech. United States v. Wall, 521 A.2d 1140, 1144 (D.C. 1987). Finally, the Supreme Court has held that this restriction on processions and assemblages, while lawfully applied to the plaza, may not be applied to the public sidewalk adjacent to it. United States v. Grace, 461 U.S. 171, 181 (1983).

The case law provides no support for appellants' argument that a person violating section 6135 must be offered an alternative location for conducting his activities (e.g., the nearby sidewalk) before being arrested. To the contrary, controlling precedent - and common sense - make clear that such a warning is not required. In Potts we rejected the appellants' contention that they were not given adequate warning to desist before being arrested under section 6135, holding that "the issue is immaterial; since the statute was not vague, but gave appellants fair warning that their conduct was prohibited, they were not entitled to other warnings." Potts, 919 A.2d at 1131 n.3. In other words, the statute is constitutional on its face because it gives sufficient notice to any person regarding the type of conduct that it prohibits. In such circumstances, no further warning is required. In Bonowitz the protesters were arrested after the police merely issued a verbal warning, handed the protesters "a small card which outlined the contents of [the statute], and [gave] them an opportunity to desist . . . ." 741 A.2d at 19. There was no indication that the protesters were informed they could move to the nearby sidewalk if they so chose, even though they plainly could have avoided arrest by doing so. We nevertheless affirmed all of their convictions.

In the case before us, the officers gave the appellants ample opportunity to move to the sidewalk, or any other place where they might have chosen to voice their concerns legally, by issuing multiple warnings to them over a period of several minutes before any arrests were made. The fact that appellants claimed ignorance of the fact that their actions would have been legal on the public sidewalk, just a few feet away, does not diminish the reasonableness of the statute's application as a restriction on speech in the non-public forum of the plaza. See Wall, 521 A.2d at 1144; see also Cheek v. United States, 498 U.S. 192, 199 (1991) (ignorance of the law is no defense to a criminal prosecution).*fn4

Appellants argue nevertheless that their convictions amounted to an impermissible, content-based restriction on their constitutional right of free speech. See Forbes, 523 U.S. at 682. They assert that they "were arrested because of the message they were communicating." They base this contention on the fact that there were other people standing on the plaza that day, waiting to enter the Court building to hear oral arguments, but those people were not arrested. Contrary to appellants' assertion, however, the record does not support the claim that the Supreme Court Police targeted appellants' group because of the particular message they espoused. Indeed, Officer Quigley testified without contradiction that he enforced the statute even-handedly. On cross-examination, when asked whether "tour groups" were allowed to "come through on the plaza and . . . sometimes carry signs advertising their agency," Officer Quigley replied:

No. . . . If anyone carries or unfurls any kind of banner or sign on the plaza, they're told to remove it. . . . They're told they cannot carry a sign at all whatsoever, regardless of what it says, on the plaza. [Emphasis added.]

The evidence established that these appellants and their co-defendants were the only persons arrested because they were the only ones violating section 6135.*fn5

Appellants maintain that there was insufficient evidence that their conduct was reasonably prohibited by the statute. Their argument is twofold. First, they contend that it is not clear that their banner was "designed or adapted to bring into public notice a party, organization, or movement." Second, they assert that because the statute was amended in 2002 (see note 3, supra) to prohibit signs and banners "in the Building and grounds" of the Court, rather than "in the Building or grounds" of the Court, which is what the previous statute said, they could have been in violation of the law only if they displayed their banner both in the Building and on the grounds. As to the first argument, the Supreme Court has construed the language of the statute broadly, stating that "almost any sign or leaflet carrying a communication, including [one defendant's] picket sign and [another defendant's] leaflets, would be 'designed or adapted to bring into public notice a party, organization or movement.' " Grace, 461 U.S. at 176 (quoting 40 U.S.C. § 13k). While the defendants in Grace did not contest this point, the appellants in Potts did present a similar challenge to the supposed breadth of the statute, which we rejected. There we held:

Whether appellants' display was expressive conduct to which the statute applied turned on whether an "intent to convey a particularized message was present, and [whether] the likelihood was great that the message would be understood by those who viewed it."

Potts, 919 A.2d at 1130 (quoting Texas v. Johnson, 491 U.S. 397, 404 (1989)). Appellants' actions here, in displaying a large banner to convey the message that the death penalty should be abolished, clearly fell within the reach of the statute, as Potts (among other cases) makes clear.*fn6

Appellants' second argument based on the language of the statute also fails. They claim that the change from the disjunctive "or" to the conjunctive "and" in the language proscribing the display of banners and flags in the "Building and grounds" means that, in order to be guilty under the current version of the statute, a person must display a banner or flag both in the Building and on the grounds of the Supreme Court. However, we have examined the statute both before and after the 2002 amendment and found no significance in the altered language. In Potts the evidence showed that the protesters were on the plaza and never in the building itself. 919 A.2d at 1129. In Bonowitz, although the defendants were able to get as far as the stairs leading from the plaza to the main entrance to the building, they likewise never made it into the building before they were arrested and charged under the predecessor statute. 741 A.2d at 19. In neither case - one pre-amendment, one post-amendment - did we find it relevant that the defendants never actually entered the building. We are also mindful of the fact that "and" can at times be used disjunctively. See FARNSWORTH, CONTRACTS § 7.8 (3d ed. 1999); see also Sisters of the Good Shepherd v. District of Columbia, 746 A.2d 310, 313 (D.C. 2000) (noting that in interpreting statutes, this court has "had occasion to read 'and' as 'or' . . . to avoid an absurd result and 'to follow the legislative intent' ").

The clear indication from the legislative history is that no change in the substance or scope of the statute was intended by the 2002 amendment. H.R. REP.

No. 107-479, at 828 (2002), states: "Although changes are made in language [of the statute], no substantive changes in the law are made." Further, "[u]nder established canons of statutory construction, 'it will not be inferred that Congress, in revising and consolidating the laws, intended to change their effect unless such intention is clearly expressed.' " Finley v. United States, 490 U.S. 545, 554 (1989) (citations omitted). Here, contrary to appellants' argument, Congress has expressly declared its intent that the meaning and scope of the statute not be changed, and it cannot be disputed that reading the statutory language in the manner that appellants urge would effect a fundamental change in the statute's reach. Given the clear evidence of congressional intent, as well as the case law illustrating how the statute has been applied both before and after the 2002 amendment, we hold that the amendment did not effect a change in the statute's meaning and that the appellants' conduct of displaying a banner on the Supreme Court plaza was plainly prohibited by 40 U.S.C. § 6135.

The judgments of conviction in all six cases are therefore


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