Appeal from the Superior Court of the District of Columbia Criminal Division (CMD-5941-96) (Hon. Ronna Lee Beck, Trial Judge)
The opinion of the court was delivered by: Glickman, Associate Judge:
Before REID and GLICKMAN, Associate Judges, and NEWMAN, Senior Judge.
In December 1996, appellant Dave Magnus entered unconditional pleas of guilty to charges of carrying a pistol without a license, possession of an unregistered firearm, and unlawful possession of ammunition. The charges were based on evidence that he possessed handguns and handgun ammunition in his home. Magnus was sentenced to a one-year term of probation, and he took no appeal. Eleven years later, however, in District of Columbia v. Heller,*fn1 the Supreme Court held that the District's general ban on possession of usable handguns in the home violated the Second Amendment. Magnus moved to set aside his convictions, arguing inter alia that in light of Heller, his guilty pleas were invalid because he was misinformed of what the government would have to prove in order to convict him, constitutionally, of the charged crimes. The trial court denied him relief, primarily on the ground that Magnus had waived his Second Amendment claims by pleading guilty.
On appeal, Magnus contends the trial court erred in denying his claims without a hearing. We agree. By voluntarily entering an unconditional guilty plea, a defendant waives non-jurisdictional defects in the proceedings leading up to the plea, including otherwise available constitutional defenses. Nonetheless, the defendant still may challenge the validity of the plea itself by showing that it was not voluntarily or intelligently made. While Magnus failed to raise such a challenge in a direct appeal of his convictions, he may be able to make the evidentiary showing required to overcome that procedural default and establish that he is entitled to relief to correct a miscarriage of justice, i.e., his conviction for conduct that under the Second Amendment could not be criminalized. We remand for an evidentiary hearing on these issues.*fn2
On March 30, 1996, police executed a search warrant at a residence located at 814 Decatur Street, N.W. They discovered two loaded handguns in a room in the basement. Outside that room, elsewhere in the basement, the police found one pound of marijuana and $9,900 in cash. Magnus, who was present at the time of the search, admitted to possessing the weapons and was arrested. He later signed a typed confession (prepared by the police), in which he stated:
I own both the .357 cal pistol and the .45 caliber semi-auto pistol found in my room. I bought both pistol [sic] on the street from two unknown people. The .357 I paid $150.00 for and the .45 cal pistol I paid $250.00 for. I bought them because I was robbed in front of my house (814 Decateur [sic] St. N.W.). I don't own or sell the marijuana found in 814 Decateur [sic] St. N.W. that belongs to Chris Ferguson who lives there but wasn't home. I rent a room from Chris's mother in 814 Decateur [sic] St. N.W. Washington D.C. If someone came to the house to rob the marijuana from Chris I would use my guns to protect the marijuana and Chris from being harmed.*fn3
Magnus was charged by information with one count of carrying a pistol without a license (CPWL),*fn4 two counts of possession of an unregistered firearm (UF), two counts of unlawful possession of ammunition (UA), and one count of possession of marijuana with intent to distribute (PWID). On December 6, 1996, he pleaded guilty to each of the weapon and ammunition counts, and the government dismissed the PWID count. The court sentenced Magnus to concurrent one-year terms of probation on each count of conviction. Magnus did not appeal. He finished serving his sentence in early 1998.
There things stood until 2009, when Magnus petitioned for relief from his convictions, pursuant to either D.C. Code § 23-110 (2001) or a writ of error coram nobis, and moved to withdraw his guilty pleas, pursuant to Criminal Rule 32 (e).*fn5 Relying on the Supreme Court's decision in Heller invalidating the District's handgun ban under the Second Amendment, Magnus argued that the CPWL, UF, and UA statutes were unconstitutional on their face and as applied to his possession of handguns and ammunition in his home for what he said was "legitimate self-defense."*fn6 He further argued that his guilty pleas were unintelligent and involuntary because "no one, least of all defendant [Magnus], had any idea the Supreme Court would decide in [Heller] that the laws under which defendant was charged, pleaded, and was convicted were unconstitutional."
After hearing from the government, the trial court summarily denied Magnus's motions. Agreeing with the government's main objections, the court found Magnus ineligible for relief under D.C. Code § 23-110 because he was no longer in custody. The court refused to permit Magnus to withdraw his guilty plea pursuant to Criminal Rule 32 (e) because, it held, he waived his Second Amendment claims by entering unconditional guilty pleas and therefore could not establish that withdrawal was necessary to correct a manifest injustice. Finally, the court denied Magnus's request for a writ of error coram nobis for three reasons: first, because he had waived his Second Amendment claims by pleading guilty; second, because he suffered no miscarriage of justice on account of that waiver, inasmuch as he "was arrested under circumstances indicating that he was using the firearms and ammunition to protect illegal drugs;"*fn7 and third, because "it cannot be said that the trial court made an error of fact when finding [Magnus's] plea a knowing and voluntary waiver of his rights under then controlling law," given that the Supreme Court had not yet decided Heller when Magnus pleaded guilty. Magnus timely appealed the denial of his motions to this court.*fn8
When Magnus tendered his guilty pleas, the controlling view in this jurisdiction was that the Second Amendment does not guarantee an individual right and "affords [a defendant] no protection whatsoever" in a prosecution for possessing a handgun in violation of the District's CPWL, UF, and UA statutes.*fn9 The Supreme Court overturned those understandings in District of Columbia v. Heller,*fn10 holding that the Second Amendment protects an individual right to keep and bear arms for purposes of self-defense, and that the District's virtually absolute ban on handgun possession in the home violated the Second Amendment. Following Heller, this court in Plummer v. United States*fn11 held it impermissible under the Second Amendment to convict a defendant for possessing an unregistered handgun in the home when the District's unconstitutional ban made registration of a handgun impossible, unless the defendant was disqualified from registering the handgun for constitutionally permissible reasons. In Herrington v. United States,*fn12 we held that the Second Amendment similarly protects possession of handgun ammunition in the home, and that a UA prosecution for such conduct is unconstitutional unless the government proves the defendant was disqualified from exercising his Second Amendment rights. Because these decisions place certain conduct covered by the CPWL, UF, and UA statutes "beyond the power of the criminal law-making authority to proscribe,"*fn13 they apply retroactively to all criminal cases, including those in which the convictions have become final and unreviewable on direct appeal.*fn14 The reason for such retroactive application is that conviction "for an act that the law does not make criminal . . . inherently results in a complete miscarriage of justice and presents exceptional circumstances that justify collateral relief . . . ."*fn15
These principles of retroactivity are applicable whether the defendant
was convicted after a trial or on a plea of guilty.*fn16
In the latter case, though, a collateral attack based on a
defect inhering in the plea must be distinguished from an attack based
on the deprivation of constitutional rights suffered by the defendant
before the plea was entered. "'It is well settled that a voluntary and
intelligent plea of guilty made by an accused person, who has been
advised by competent counsel, may not be collaterally
attacked.'"*fn17 By entering a guilty plea, ...