The opinion of the court was delivered by: Paul L. Friedman United States District Judge
This matter is before the Court on a pro se motion by defendant Gregory Sitzmann requesting that the Court find that his attorney provided ineffective assistance of counsel during a hearing that was held on August 16, 2011. The government opposed the motion, and it was discussed at a status conference held on February 1, 2012. Mr. Sitzmann subsequently filed a response to the government's opposition and later supplemented his motion with additional facts. For the reasons discussed below, the motion will be denied.*fn1
Mr. Sitzmann identifies two actions of his attorney, Thomas Abbenante, during the August 2011 motions hearing that purportedly constituted ineffective assistance: (1) failing to object to the admission in evidence of a May 18, 2008 letter written by Mr. Sitzmann to his then-attorney Joseph Virgilio; and (2) failing to object during the government's cross-examination of Department of Homeland Security Special Agent William Buss and to elicit certain information on redirect. Mot. at 1. In addition, Mr. Sitzmann brings to the Court's attention a 2002 opinion, United States v. Hylton, 294 F.3d 130 (D.C. Cir. 2002), in which the United States Court of Appeals for the District of Columbia Circuit reversed a conviction after finding that Mr. Abbenante had provided ineffective assistance by failing to object to a witness' testimony on Kastigar grounds.*fn2
At a status conference on April 4, 2012, the Court ruled that Mr. Sitzmann had not demonstrated any error on the part of Mr. Abbenante during the testimony and cross-examination of Special Agent Buss, much less error that would constitute ineffective assistance under Strickland v. Washington, 466 U.S. 668 (1984). The Court also explained that the Hylton decision in no way undermines the presumption that Mr. Abbenante has provided the effective assistance of counsel to Mr. Sitzmann in this case.*fn3 The Court reserved ruling on Mr. Sitzmann's remaining allegation - regarding the admission of the May 18, 2008 letter - in part because the facts surrounding that allegation overlap with facts discussed in a subsequent motion prepared by Mr. Sitzmann that the Court had not yet reviewed.*fn4 The Court now concludes that Mr. Sitzmann has not demonstrated that he received ineffective assistance of counsel from Mr. Abbenante with respect to the admission of the May 18, 2008 letter.
At the August 16, 2011 hearing to which Mr. Sitzmann's motion relates, two witnesses provided testimony relevant to motions that were pending before the Court. One of these pending motions was a Motion to Dismiss Based on Pre-Indictment Delay ("Delay Mot.") [Dkt. No. 61], in which Mr. Sitzmann alleged that the government had delayed indicting him for several years in order to gain a tactical advantage over him, violating his due process rights and warranting dismissal of the indictment. Delay Mot. ¶ 12. The Court had already heard oral argument on this motion in July 2010, but at the earlier argument Mr. Sitzmann's then-counsel, Richard Klugh, made a number of factual assertions that the government disputed and that were not supported by evidence in the record. Hr'g Tr. (7/12/2010) [Dkt No. 85] at 87-89, 92-95. It was agreed that Mr. Sitzmann would supplement his motion to proffer supporting facts and suggest witnesses or items of evidence to support Mr. Klugh's assertions, and that witnesses would be called at a subsequent hearing. Id. at 100-01, 109.
In opposing Mr. Sitzmann's pre-indictment delay motion, the government argued that he had demonstrated neither any improper strategic considerations motivating the delay nor any prejudice resulting from that delay. See Government's Opposition to Defendant Sitzmann's Motion to Dismiss Based on Pre-Indictment Delay [Dkt. No. 71] at 2-13. The government asserted that it delayed filing charges not to achieve a tactical advantage but "because the defendant expressed a willingness to cooperate with the United States and because the defendant was incarcerated in France." Id. at 11. Moreover, "by stringing the government along regarding a possible cooperation agreement, the defendant succeeded in weakening the government's case by the death of two government witnesses." Id.
Attempting to rebut the government's "fanciful thesis" that Mr. Sitzmann had been "stringing the government along," Mr. Klugh argued that Mr. Sitzmann had maintained a consistent position throughout his communications with the government that he was liable for no crime and would not plead to anything but was willing to cooperate in exchange for complete immunity. Defendant Sitzmann's Reply [Dkt. No. 79] at 7. At the July 2010 motions hearing, Mr. Klugh briefly reiterated this position, see Hr'g Tr. (7/12/2010) at 92-93, and in his supplemental memorandum he stated that evidence of Mr. Sitzmann's "unwavering position" could be found in his correspondence with the government while he was imprisoned in France. Defendant's Supplemental Memorandum [Dkt. No. 88] at 3. The bulk of both parties' briefing on this motion was devoted to other matters.
The follow-up hearing was delayed for over a year, due in part to Mr. Klugh's unopposed withdrawal from his representation of Mr. Sitzmann. See United States v. Sitzmann, --- F. Supp. 2d ----, 2011 WL 5904629, at *5 (D.D.C. Nov. 28, 2011). The Court then appointed Mr. Abbenante to represent Mr. Sitzmann. At the August 16, 2011 hearing, Mr. Abbenante called the promised supporting witness (Agent Buss) to testify with respect to the pre-indictment delay motion and other pending motions. The government then called John Armbruster, Special Agent with Homeland Securities Investigations, "to discuss the events, particularly going to France, and the length of time that it took." Hr'g Tr. (8/16/2011) at 56-57. Through Mr. Armbruster, the government introduced several documents in evidence. One of these items was a letter dated July 28, 2008, written by Mr. Sitzmann to the prosecutor, Assistant United States Attorney George Eliopoulos. Id. at 71. The letter blamed the parties' failure to reach a plea agreement on allegedly unethical conduct by Mr. Sitzmann's then-lawyer, Joseph Virgilio. Mr. Sitzmann had attached to this letter copies of three letters that he recently had written to Mr. Virgilio; one of those letters was the May 18, 2008 letter at issue here. Id. The July 28, 2008 letter to Mr. Eliopoulos (with the May 18 and other letters attached) was admitted in evidence without objection from Mr. Abbenante. Id. at 81. Both the May 18 letter to Mr. Virgilio and the July letter to Mr. Eliopoulos expressed Mr. Sitzmann's willingness to enter a guilty plea under certain conditions; the apparent purpose of admitting the letters was to rebut the assertion that Mr. Sitzmann "never wavered" from his refusal to plead guilty. See Opp. at 3-4.
Mr. Sitzmann now argues that Mr. Abbenante should have objected to the admission of the May 18 letter, because it was inadmissible under Rule 410 of the Federal Rules of Evidence. Mot. at 141. That Rule provides that evidence of "a statement made during plea discussions with an attorney for the prosecuting authority if the discussions did not result in a guilty plea or they resulted in a later withdrawn guilty plea . . . is not admissible against the defendant who made the plea or participated in the plea discussions." FED. R. EVID. 410(a)(4).
Mr. Sitzmann argues that the May 18 letter, which he sent to Mr. Eliopoulos in July 2008, qualifies as "a statement made during plea discussions" and that Mr. Abbenante should have objected to its admission. Mot. at 2. Mr. Sitzmann does not explain what harm he has suffered as a result of Mr. Abbenante's alleged error, but the relief he seeks is that "this Court . . . allow a rehearing of the issues presented at the August 2011 hearing." Id. The Court therefore interprets his position to be that but for the admission of the May 18 letter the Court may have granted his pre-indictment delay motion and dismissed the indictment.
To prevail on a claim of ineffective assistance of counsel, the defendant bears the burden of showing both that (1) counsel's performance was "deficient," that is, that it "fell below an objective standard of reasonableness," and (2) "there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different." Strickland v. Washington, 466 U.S. at 688, 694. The Court assesses deficient performance under an objective standard of reasonableness based on prevailing professional norms. Id. at 688.
The Court will assume that Rule 410(a)(4) of the Federal Rules of Evidence - which bars the admission of statements made to prosecutors during plea discussions - applies in a pretrial motions hearing like the one held on August 16, 2011. Cf. United States v. Graham, 91 F.3d 213, 218-19 (D.C. Cir. 1996) (applying Rule 410 to post-conviction hearing on motion under 28 U.S.C. § 2255). The Court also will assume, without expressing any view on the matter, that Mr. Sitzmann's May 18 letter was inadmissible under Rule 410 and that a basis therefore existed for Mr. Abbenante to have objected to its admission.*fn5 The Court will further assume that a defendant can be "prejudiced" within the meaning of Strickland v. Washington through the denial of a motion to dismiss the indictment, and that Mr. Sitzmann would have suffered such prejudice if there is a reasonable probability that the admission of the May 18 letter affected the Court's denial of his motion. But see Lockhart v. Fretwell, 506 U.S. 364, 369 (1993) ("[A]n analysis focusing solely on ...