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Walsh v. Federal Bureau of Investigation

United States District Court, District Circuit

July 3, 2013

RORY WALSH, Plaintiff,


RICHARD W. ROBERTS United States District Judge.

Pro se plaintiff Rory Walsh, on his own behalf and as the natural guardian of minor S.J.W., brought claims under the Freedom of Information Act (“FOIA”), 5 U.S.C. § 552 et seq., against the Federal Bureau of Investigation (“FBI”).[1] The FBI has filed a motion for summary judgment, while Walsh has filed, among other things, a motion for recusal. Because Walsh offers no evidence that recusal is warranted, his motion for recusal will be denied. Because there are no genuine issues in dispute and the FBI is entitled to judgment as a matter of law regarding Walsh’s request for surveillance information and one investigating agent’s identity, judgment will be entered for the FBI on those portions of Walsh’s claim. However, because the FBI has not carried its burden to justify withholding the names of the agents in charge of the Harrisburg Resident Agency, that portion of the FBI’s motion will be denied.


The background of this case is discussed more fully in Walsh v. F.B.I., 905 F.Supp.2d 80 (D.D.C. 2012). Briefly, Walsh is a former Marine Corps officer who believes that a former Marine Commandant has been harassing him and got the FBI to make warrantless entries into his Pennsylvania home between 2005 and 2009. Walsh’s complaint asserts that Walsh sent a FOIA request to the FBI seeking records related to his alleged harassment, and that the FBI did not adequately respond to his request. Compl. ¶¶ 22, 25, 27, 58.

In September 2011, the FBI received a letter from a Congressman asking about the status of an attached letter referred to as Walsh’s “unanswered FOIA request” which sought “the name and FBI agent number of the Special Agent in Charge of the Harrisburg office, ” from November 2006 to the present date. Walsh, 905 F.Supp.2d at 86. The FBI Chief of the Record/Information Dissemination Section (“RIDS”), David Hardy, said in a declaration filed in this case that after receiving Walsh’s “unanswered FOIA request, ” the FBI sent a letter to Walsh on September 14, 2011 stating “that the Harrisburg Resident Agency falls under the Philadelphia Field Office” and providing Walsh with the office contact information and the name of the Special Agent in Charge of the Philadelphia office, George C. Venizelos. FBI Mot. to Dis. or for Summ. J. [16], Ex. 2 (“First Hardy Decl.”), ¶ 7. Walsh stated in his own declaration that he responded by sending to the FBI’s Office of Information Policy (“OIP”) an “appeal” letter dated September 27, 2011, requesting “[t]he name of each FBI agent in charge of the Harrisburg Resident Agency from May 2005 to the present date, ” the name of an agent who interviewed Walsh in April 2011, and three more requests related to information about the alleged FBI surveillance and questioning of Walsh. Walsh, 905 F.Supp.2d at 86.

The FBI interpreted the three new requests as requests for “any and all information on Rory M. Walsh.” According to Hardy, the FBI responded to these three new requests by sending to Walsh a letter dated October 12, 2011, stating that “[Walsh’s] request did not contain sufficient information to conduct an adequate search of the Central Records System” and seeking additional information from Walsh to assist the FBI in locating the information Walsh sought, including Walsh's full name, address, date of birth, and telephone number. . . . Hardy states that the letter advised Walsh that the FBI would close his request if it did not receive a response within 30 days, and that he could appeal the FBI’s denials within 60 days. . . . Hardy claims that the FBI has no record of receiving a response from Walsh . . . [but] Walsh disputes that the FBI ever sent such a letter.

Id. (internal citations omitted). The FBI sent Walsh a letter on December 9, 2011, telling him that the names of the agents in charge of the Harrisburg Resident Agency would be withheld under FOIA Exemptions (b)(6) and (b)(7)(C), and telling him that he had 60 days to appeal. Id. Walsh responded that he filed an administrative appeal, but the FBI’s OIP was not able to find such an appeal in its system. Id. at 86-87.

The FBI initially filed a motion to dismiss or for summary judgment based on Walsh’s purported failure to exhaust his administrative remedies. A November 2012 opinion denied that motion, stating in relevant part:

The FBI argues . . . that Walsh failed to properly file an administrative appeal of the FBI’s responses to his FOIA request and to exhaust his available administrative remedies. However, the FBI does not provide factual detail to show that its searches for Walsh’s responses were reasonably calculated to find his response, nor does the FBI provide any evidence, such as a return receipt, that would resolve the factual dispute about whether it mailed Walsh the October 12 letter. Therefore, the FBI’s motion for summary judgment will be denied.

Walsh, 905 F.Supp.2d at 87. The memorandum opinion also denied motions filed by Walsh for partial summary judgment against the FBI, for expeditious treatment of his motion for partial summary judgment against the FBI, for a writ of mandamus, and for default judgment against all defendants.

The FBI has filed a new summary judgment motion, claiming that Walsh’s request for surveillance information is now moot because the FBI has conducted a more rigorous search, and has found nothing responsive to Walsh’s request for any documents pertaining to warrants or surveillance, and that the names of FBI agents can be withheld under Exemptions 6 and 7(C) of the FOIA. Def.’s Mem. of Law in Supp. of Mot. to Dismiss or for Summ. J. [31] (“Def.’s Second Mem.”) at 1, 6-8. Walsh opposes the FBI’s motion, arguing that the FBI’s search was not sufficient and that Exemptions 6 and 7(C) do not justify withholding the names of the agents. Pl.’s Opp’n at 9-10, 12-16. Walsh also has filed, among other things, a motion to recuse the undersigned, asserting that the November 2012 opinion demonstrated bias.[2]



Walsh has moved to recuse the undersigned under 28 U.S.C. § 455(a), and 28 U.S.C. § 144. According to Walsh, recusal is warranted because the November 2012 opinion “brought forward [the undersigned’s] open animosity and mishandling of [a related case filed by Walsh] . . . and [the undersigned] has denied five (5) un-opposed motions, has made no effort to uphold the law, and openly provided advise [sic] to the FBI for their next motion which is not only brazen collusion with the FBI but clearly prohibited.” Pl.’s Ex Parte Mot. for the Recusal of Richard W. Roberts (“Pl.’s Mot.”) at 1-2.

Under 28 U.S.C. § 455(a), any judge “of the United States shall disqualify himself in any proceeding in which his impartiality might reasonably be questioned.” 28 U.S.C. § 455(a). Likewise, under 28 U.S.C. § 144, a judge should recuse himself when a party “makes and files a timely and sufficient affidavit that the judge before whom the matter is pending has a personal bias or prejudice either against him or in favor of any adverse party[.]” 28 U.S.C. § 144. Thus, a judge is disqualified from presiding over any proceeding in which he or she has a personal bias or prejudice concerning a party, or where his or her impartiality might reasonably be questioned. See Ramirez v. U.S. Dept. of Justice, 680 F.Supp.2d 208, 211 (D.D.C. 2010).

The substantive standard for recusal based on alleged bias under 28 U.S.C. § 455(a) and 28 U.S.C. § 144 “is largely the same.” Klayman v. Judicial Watch, Inc, 744 F.Supp.2d 264, 275 n.4 (D.D.C. 2010). “To the extent the standard[s] under the sections differ, it is that section 144 requires proof of actual bias whereas section 455(a) requires only the reasonable appearance of bias.” Id. The standard for disqualification “is an objective one: whether a reasonable and informed observer would question the judge’s impartiality.” Ramirez, 680 F.Supp.2d at 211 (citing In re Brooks, 383 F.3d 1036, 1043 (D.C. Cir. 2004); United States v. Microsoft Corp., 253 F.3d 34, 114 (D.C. Cir. 2001). “There is a presumption against disqualification and the moving party must demonstrate by clear and convincing evidence that disqualification is required by Section 455(a).” Ramirez, 680 F.Supp.2d at 211 (citing Cobell v. Norton, 237 F.Supp.2d 71, 78 (D.D.C. 2003)). Judicial rulings “almost never constitute a valid basis for a bias or partiality motion” seeking recusal. Murchison v. Inter-City Mortg. Corp. Profit Sharing & Pension Plans, 503 F.Supp.2d 184, 187 (D.D.C. 2007) (citing Liteky v. United States, 510 U.S. 540, 555-56 (1994)); see also Cotton v. Washington Metro. Area Transit Auth., 264 F.Supp.2d 39, 42 (D.D.C. 2003) (denying recusal where “claim of bias is predicated entirely upon the [magistrate judge’s] rulings with respect to the conduct of discovery in the instant action, and rulings regarding discovery and other issues in three other actions filed by Plaintiffs’ counsel”).

Walsh bases his recusal motion upon judicial rulings, and his complaints about the denial of his motions miss the mark. Regardless of whether it was opposed, Walsh’s motion for default judgment was improper because it did not provide a basis for the Clerk to calculate an amount certain, [3] nor did Walsh first seek entry of default under Rule 55(a). Walsh’s remaining motions were mooted by the substance of the opinion.[4] Finally, while Walsh characterizes the portion of the opinion denying the FBI’s motion as “openly providing [advice], ” that characterization proves too much, as that description could apply to every opinion that explains an unsuccessful motion’s shortcomings. The undersigned harbors no personal bias or prejudice toward any party in this case, and Walsh has made no showing that a reasonable and informed observer would question this court’s impartiality. Walsh’s recusal motion will be denied.


The FBI has moved for summary judgment on Walsh’s FOIA claim. The FBI argues that Walsh’s request for surveillance information is now moot because the FBI has conducted a more rigorous search, and has found nothing responsive to Walsh’s request for any documents pertaining to warrants or surveillance. Def.’s Second Mem. at 1. Specifically, Hardy states that after the November 2012 opinion was issued, the FBI reviewed the attachments to Walsh’s complaint to locate any identifying information it could use to conduct a search into the FBI’s Central Records System (“CRS”), the tool that the FBI uses to conduct searches that are likely to yield documents responsive to FOIA and Privacy Act requests. Def.’s Second Mem., Ex. 1 (“Second Hardy Decl.”) ¶¶ 8, 14. According to Hardy, the records maintained in the CRS “consist of administrative, applicant, criminal, personnel, and other files compiled for law enforcement purposes, ” the subject matter of a file maintained in the CRS may relate to an individual, and the FBI can use a mechanism to search the CRS called the “Automated Case Support System.” Id. ¶ 8. One of Walsh’s attachments contained Walsh’s birth date. According to Hardy, the FBI used Walsh’s birth date and a “six-way phonetic breakdown of ‘Rory Walsh’” to search the CRS to identify any potentially responsive information. Id. ¶ 14. Hardy states that the FBI did not locate any search or surveillance warrants within its files that would be responsive to Walsh’s request. Id. The FBI further argues that judgment should be entered against Walsh on the request for the names of the special agents because that information was properly withheld under Exemptions 6 and 7(C) of the FOIA. Def.’s Second Mem. at 6-8. Walsh opposes, arguing that the FBI’s claim that it found no responsive warrants is untruthful, and complaining that the government has not provided him with discovery. Pl.’s Opp’n at 3. Walsh also argues that Hardy’s assertion that the FBI cannot find warrants or surveillance material regarding Walsh is inconsistent with “the harassment” Walsh purportedly suffers at the FBI’s behest, and that the FBI incorrectly withheld the names of the agents. Id. at 9-13.

In general, FOIA cases are appropriately decided on motions for summary judgment.[5]Defenders of Wildlife v. U.S. Border Patrol, 623 F.Supp.2d 83, 87 (D.D.C. 2009). A motion for summary judgment is appropriately granted when “the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(a); see also Moore v. Hartman, 571 F.3d 62, 66 (D.C. Cir. 2009). The moving party bears the burden of providing a “sufficient factual record that demonstrates the absence of a genuine issue of material fact.” Peavey v. Holder, 657 F.Supp.2d 180, 187 (D.D.C. 2009). In considering a motion for summary judgment on a FOIA claim, a court may rely upon an agency’s affidavits so long as they “contain sufficient detail” and “are not ‘controverted by contrary evidence.’” Peavey, 657 F.Supp.2d at 188 (quoting Schrecker v. U.S. Dep’t of Justice, 217 F.Supp.2d 29, 33 (D.D.C. 2002)). Agency declarations are afforded a “presumption of good faith” and can be rebutted only with evidence that the agency did not act in good faith. Defenders ofWildlife v. U.S. Dep’t of the Interior, 314 F.Supp.2d 1, 8 (D.D.C. 2004).

A. Reasonable Search

In FOIA cases where agencies allege that they were unable to find relevant information or plaintiffs’ requests for information, the agencies must demonstrate that they conducted searches reasonably calculated to uncover all relevant documents. Peavey, 657 F.Supp.2d at 187 (citing Weisberg v. U.S. Dep’t of Justice, 745 F.2d 1476, 1485 (D.C. Cir. 1984)). “[A]n agency could demonstrate appropriate, reasonable search methods by demonstrating a ‘systematic approach to document location.’” Nance v. U.S. Federal Bureau of Investigation, 845 F.Supp.2d 197, 202 (D.D.C. 2012) (quoting Oglesby v. U.S. Dep’t of Army, 920 F.2d 57, 68 (D.C. Cir. 1990)). “A search does not have to be exhaustive, and whether a search is adequate is determined by methods, not results . . . [and an] agency’s failure to locate a specific responsive document will not, on its own, render an otherwise reasonable search inadequate.” Nance, 845 F.Supp.2d at 201 (citing Brown v. FBI, 675 F.Supp.2d 122, 125-26 (D.D.C. 2009)).

Here, the FBI has demonstrated that it is entitled to summary judgment on Walsh’s requests for warrants and other surveillance records. Hardy’s declaration shows that despite the FBI’s unsuccessful effort to get from Walsh more identifying information that would enable a reasonable search for responsive records, the FBI resourcefully used information it gleaned from Walsh’s submissions in this case to conduct an appropriate, reasonable search to find the information Walsh sought. Hardy’s declaration explains the system used to conduct the search, why the relevant information would be in that system, and the scope of the search. Walsh has not shown that the FBI’s search was inadequate, and his bare allegation that Hardy was untruthful is insufficient to overcome the presumption of good faith accorded to agency declarations.

B. Exemptions 6 and 7(C)

Exemption 6 of the FOIA protects “personnel and medical files and similar files the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.” 5 U.S.C. § 552(b)(6). Exemption 7(C) excludes “records of information compiled for law enforcement purposes . . . to the extent that production of such law enforcement records or information . . . could reasonably be expected to constitute an unwarranted invasion of personal privacy.” 5 U.S.C. § 552(b)(7)(C). “A record is considered to have been compiled for law enforcement purposes if it was created or acquired in the course of an investigation related to the enforcement of federal laws and the nexus between the investigation and one of the agency’s law enforcement duties is based on information sufficient to support at least a colorable claim of its rationality.” Quinon v. FBI, 86 F.3d 1222, 1228 (D.C. Cir. 1996) (internal quotation omitted).

Exemptions 6 and 7(C) direct that agencies and courts “‘balance the privacy interests that would be compromised by disclosure against the public interest in the release of the requested information.’” Nat’l Whistleblower Ctr. v. U.S. Dep’t of Health and Human Services, 849 F.Supp.2d 13, 26 (D.D.C. 2012) (quoting Beck v. U.S. Dep’t of Justice, 997 F.2d 1489, 1491 (D.C. Cir. 1993) (internal quotation omitted)). “‘[B]ecause Exemption 7(C) permits withholding of such records if disclosure would constitute an unwarranted invasion of personal privacy, while Exemption 6 requires a clearly unwarranted invasion to justify nondisclosure, Exemption 7(C) is more protective of privacy than Exemption 6 and thus establishes a lower bar for withholding material.’” Charles v. Office of the Armed Forces Medical Examiner, Civil Action No. 09-199 (RWR), 2013 WL 1224890, at * 8 n.7 (D.D.C. March 27, 2013) (quoting Am. Civil Liberties Union v. U.S. Dep’t of Justice, 655 F.3d 1, 6 (D.C. Cir. 2011) (internal quotations omitted)). Despite the differences between Exemptions 6 and 7(C), “the privacy inquiry for each is ‘essentially the same[, ]’” with the difference being “‘the magnitude of the public interest that is required to override the respective privacy interests protected by the exemptions.’” Seized Prop. Recovery, Corp. v. United States Customs & BorderProt., 502 F.Supp.2d 50, 56 (D.D.C. 2007) (quoting FLRA v. Dep’t of Veteran Affairs, 958 F.2d 503, 509 (2d Cir. 1992)). If an agency meets its burden to justify withholding information under Exemption 6, it has also met the “lighter burden” under Exemption 7(C). Seized Prop. Recovery, Corp., 502 F.Supp.2d at 60.

The FBI applies Exemptions 6 and 7(C) to withhold the names of the FBI agents in charge of the Harrisburg Resident Agency because the agents are “responsible for conducting, supervising and/or maintaining investigative activities[, ]” and because of “the risk of harassment of these agents[.]” Def.’s Second Mem. at 8. Hardy explained that the names were “not appropriate for discretionary release as it is the FBI’s policy to redact special agent’s [sic] names below the level of Supervisory Agent in Charge.” First Hardy Decl. ¶ 15.

Here, the FBI has failed to meet its burden to justify withholding the names of the agents in charge of the ...

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