Submitted: October 14, 2014.
Appeals fro the Superior Court of the District of Columbia. (CMD 16060-13 and CMD-16329-13). (Hon. Marisa Demeo, Trial Judge).
Rahkel Bouchet was on the brief for appellant.
Ronald C. Machen Jr., United States Attorney, Elizabeth Trosman and Elizabeth H. Danello, Assistant United States Attorneys, and Rockne Chickinell, Special Assistant United States Attorney, were on the brief for appellee.
Before THOMPSON and BECKWITH, Associate Judges, and NEBEKER, Senior Judge.
Thompson, Associate Judge:
After a bench trial, appellant Darius Winston was convicted of two counts of unlawful entry, charges premised on his presence on the grounds of the Kelly-Miller LeDroit (" Kelly-Miller" ) public housing complex in violation of an August 15, 2013, barring notice. Appellant challenges his convictions on the ground that there was " no evidence to support the validity of the August 15th barring order." We agree and therefore reverse the convictions.
The government presented evidence at trial that on August 15, 2013, at approximately 11:00 p.m., while on patrol duty for several District of Columbia housing complexes, D.C. Housing Authority (" DCHA" ) Police Officer Ricky Chasten encountered appellant and another individual sitting on a stoop in the courtyard of the Kelly-Miller complex in the 200 block of W Street. When Officer Chasten approached appellant and his companion, the two got up and walked off, but they stopped when the officer asked them to halt.
Officer Chasten testified that he verified that appellant was neither a resident of the property nor a member of a resident's household. The officer explained that he did not verify whether appellant was a guest because residents are " responsible for their guest at all times" and appellant " was not with [a resident host] at the time of the stop." Officer Chasten issued appellant a barring notice for one year on the grounds that appellant was not an " authorized person" and " not a guest" and thus was subject to being barred under 14 D.C.M.R. § 9600.4 (2005). Chasten wrote out the barring notice in front of appellant, advised him verbally that he was barred from the property, verbally explained the boundaries of the bar to him, " tried to get them [presumably, appellant and his companion] to sign it" to acknowledge receipt, and asked appellant whether he wanted a copy of the written notice. Appellant " refused" to sign, refused a copy, and " ran off."
On both August 19, 2013, and September 11, 2013, Officer Chasten was again patrolling the housing complex when he again encountered appellant inside the complex's W Street courtyard (on August 19) and V Street courtyard (on September 11). Appellant was arrested on both occasions and charged with unlawful entry.
Officer Chasten was the sole witness for the government. After his testimony, defense counsel moved for a judgment of acquittal, arguing that the government had failed to establish that appellant was an unauthorized person and was not a guest on the day the barring notice was issued. After the court denied the motion, appellant's mother, Jennifer Winston, testified as the sole witness for the defense. Ms. Winston testified that she moved to the Kelly-Miller complex in 1992, had lived in various units there, moved to a unit at 420 W Street, N.W., in January 2013, and still resided there at the time of trial. She further testified that until January 2013, appellant lived with her in several different apartments within the complex. Ms. Winston stated that after that, appellant no longer lived with her, but " visit[ed] [her] on a regular basis[,] . . . roughly four times a week" ; that he checked up on her because she is on dialysis; and that it was " pretty safe to say" that appellant still had a lot of friends in the area. Ms. Winston testified that she could not recall whether she was with appellant at any time on the dates he was arrested, but acknowledged that she was not with him at the time of the arrests. Neither the prosecutor nor
defense counsel questioned Ms. Winston about whether she was with appellant on the date the barring notice was issued, or about whether appellant was her guest on that day. Ms. Winston testified that she " wanted to come [to the trial] to support [her] son."
At the close of the evidence, defense counsel emphasized Officer Chasten's testimony that he did not verify whether appellant was a guest on August 15 when the barring notice was issued and argued that the government had not otherwise proven that appellant was not a guest on that day. The trial court readily found that the government had proven the first two elements of unlawful entry by showing that appellant entered the Kelly-Miller property voluntarily, on purpose and not by mistake or accident, on August 19 and September 11. The court then addressed whether appellant entered without lawful authority and against the will of DCHA. The court reasoned that these inquiries " take us back to the original date of the barring[,] which was August 15, 2013[.]" The court credited Officer Chasten's testimony as to what transpired on August 15. It then noted that, under 14 D.C.M.R. § 9600.5 (b)(2), a resident's guest may be subject to barring as an unauthorized person if he is " on DCHA property at a location or unit not specified on the guest pass or visitor log, unless the person is on the most direct route to or from such location, or accompanied personally by the resident being visited." The court found " no evidence that [on August 15, appellant] was on the most direct route to or from any location where he was a guest" and no evidence that appellant was " accompanied personally by any resident that he was visiting at that time." The court also found " no reason and no evidence . . . to find the barring to be an unlawful barring" and " no evidence to cause the [c]ourt to have a reasonable doubt that there was a basis for the barring[,]" i.e., that appellant was " an unauthorized person . . . at the time of the barring." Concluding that " it was a lawful barring" and that appellant knew or should have known that he was on the Kelly-Miller complex property on August 19 and September 11 against the will of DCHA and Officer Chasten and in violation of the barring notice, the court found appellant guilty of both counts of unlawful entry. This appeal followed.
Appellant argues on appeal that the order barring him from the Kelly-Miller complex " was not based on proper statutory authority [or] upon sufficient evidence" and that he therefore " cannot be held criminally accountable for violating that order." He emphasizes that Officer Chasten, the government's sole witness, " simply assumed, without checking, that he was not a guest" on the day the barring notice was issued, that the government made no effort to prove that he was not his mother's guest or someone else's guest on that day, and therefore that the evidence was not sufficient to convict him of violating a lawful barring order. The government contends that " [t]he validity of the barring order simply was not an element of the offense[,]" and that " the alleged invalidity of the barring notice does not provide appellant with a defense to charges of unlawful entry." Our review of these issues is de novo.
We think appellant has the better of the arguments. We hold that where the government seeks to prove unlawful entry premised on a violation of a DCHA barring order, it must prove that the barring order was issued for a reason described in DCHA regulations and must offer evidence that the DCHA official had an objectively reasonable basis for believing that the criteria identified in the relevant regulation were satisfied.
" In order to establish the elements of unlawful entry under § 22-3302, the government must demonstrate '(1) entry that is (2) unauthorized -- because it is without lawful authority and against the will of the owner or lawful occupant.'" Cartledge, 100 A.3d at 148-149 (italics added). Thus, to convict appellant, it was not enough for the government to prove, as it did, that DCHA, through Officer Chasten, did not want appellant in the Kelly-Miller courtyards; rather, the government had to prove that appellant was in the courtyards in derogation of the law that establishes who has (and who lacks) lawful authority to be on DCHA property. We agree with the trial court that determining whether the government met its burden of proof requires going " back to the original date of the barring[,] which was August 15, 2013" and the regulation that governs barring notices.
The relevant regulation is 14 D.C.M.R. § 9600 (entitled " Public Housing: Barring Policy" ). It provides in § 9600.1 that " DCHA has the right to refuse entrance or access to any of its properties to any unauthorized person as defined in § 9600.2."  14 D.C.M.R. § 9600.1. Section 9600.2 provides that " [n]o person may enter upon a DCHA property unless that person is authorized to be on the property[,]" and then specifies which persons are authorized persons. Id. at § 9600.2.
Among the authorized persons are " [r]esidents of the property[,]" " [m]embers of the resident's household[,]" and, relevant here, " [a] resident's guests, except as provided in § 9600.5 [.]" Id. (italics added). In turn, § 9600.5 provides in pertinent part that " [a]ny resident's guest who engages in any activity that threatens the health, safety or right to peaceful enjoyment of the premises by other residents or DCHA employees or violates DCHA policy is an unauthorized person and may be barred . . . as specified in sub-section (b)[.]" 14 D.C.M.R. § 9600.5.
Appellant emphasizes the absence of proof that he was not a " resident's guest" at the time the barring order was issued. If appellant was a resident's guest at that time, that status, in the absence of an infraction as described in § 9600.5, would have qualified him as an " authorized person" whom Officer Chasten had no basis for barring. Officer Chasten testified that appellant was not a guest because he was not with a resident when the officer encountered him, but that explanation was not consistent with the definition of " guest" set out in § 9600.5 (e): " any individual who is an invitee of, and can identify by name and unit number, an individual who is a member of a household under lease with DCHA, and such individual is available and willing to accept the guest and responsibility for the actions of the guest." 14 D.C.M.R. § 9600.5 (e). In light of the undisputed testimony by appellant's mother, which the trial court found credible, that she lived in the Kelly-Miller complex, that appellant visited her regularly and had friends there, and that she came to the trial because she " wanted to support [her] son," the record does not support a finding that appellant was not a resident's guest at the time the barring order was issued.
However, as the regulations indicate, even a resident's guest may be an unauthorized person if he engages in conduct described in § 9600.5. Pertinent here (since Officer Chasten relied on the fact that appellant was not accompanied by a complex resident on August 15), subsection 9600.5 (b)(2) authorizes the barring of a person as an " unauthorized person," for the infraction of " [b]eing on DCHA property at a location or unit not specified on the guest pass or visitor log, unless the person is on the most direct route to or from such location, or accompanied personally by the resident being visited[.]" 14 D.C.M.R. § 9600.5 (b)(2). The evidence in this case showed that appellant was sitting on a stoop when Officer Chasten encountered him on August 15 and thus that he was not " on the most direct route" to any location. The evidence further supported
an inference that appellant was not " accompanied personally by [a] resident being visited" (because, according to Officer Chasten's credited testimony, appellant's companion, too, was ...